Compliance Manager Jobs

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1-15 of 447 Results
DIVERSANT, LLC. - San Francisco, CA
involving new or changes to regulatory guidance, systems, products, and processes. Assist Compliance Manager on matters involving litigation, which may affect the business lines compliance with laws...
2 days ago
JPMorgan Chase & Co. - New York, NY
Privacy related metrics including results from risk assessments, control deficiencies, testing, audit, technology breaks, privacy incidents etc. The function will be required to lead or support a number...
15 hours ago
Charlotte, NC
Mortgage Compliance Manager-Bulk Purchase Job Category: Compliance Position Level: Experienced Locations: North Carolina (Charlotte) Requisition Number: 15-3366 Job Description: Ally OverviewAlly Fi...
19 hours ago
Champaign, IL
ed and results-oriented audit professional to assume this key position responsible for planning, executing, and reporting on operational, financial and compliance-related audits of key business units...
6 hours ago
Richard Fleischman & Associates - New York, NY
age the Information Security department, projects, and supervise staff on audit assignments with a focus on Infrastructure audits Recommend security solutions to assist with the assessment and improveme...
2 days ago
JPMorgan Chase & Co. - Dallas, TX
risks are sufficiently mitigated in a timely manner. This position interfaces with counterparts in Audit, Legal, Controls, Corporate Risk Management, Corporate Compliance and AML Subject Matter Experts...
15 hours ago
Rochester, MN
Working At Aetna -- the Value To You What does it mean to work at Aetna? A lot. From programs and benefits that support your financial, physical and emotional health to opportunities to build your...
8 hours ago
Discover Financial Services Inc. - Riverwoods, IL
Reporting to the Vice President of Compliance Program Office and Reporting, the Sr. Manager/Mgr. for Communication will be responsible for developing the Compliance Communications strategy for...
7 hours ago
Oakwood Search - Los Angeles, CA
The Deposit Compliance Manager will be responsible for working closely with the Chief Compliance Officer to design, improve, and manage regulatory compliance with deposit and related laws and regula...
2 days ago
TD Bank - Mount Laurel, NJ
Auto req ID 106803BR Job Title Compliance Manager, Corporate Office Treasury & Balance Sheet Manage Job Status Full Time Country UNITED STATES Province/ State New Jersey City Mount Laurel Location 3000...
1 day ago
HSBC - Chicago, IL
of internal and external audit points together with any issues raised by external regulators. Minimum of seven to ten years proven and progressive financial services audit, operations and/or complia...
1 day ago
TD Bank - Mount Laurel, NJ
TD Bank Compliance Manager, Corporate Office Treasury & Balance Sheet Manage in MOUNT LAUREL New Jersey United States Auto req ID 106803BR Job Title Compliance Manager, Corporate Office Treasury & Bala...
2 days ago
Kearney & Company - Dayton, OH
DEAMS FIAR Compliance Manager (Policies & Procedures) Tracking Code OH-11202015-104 Job Description Kearney & Company is currently seeking a FIAR Compliance Manager with a DoD and Air Force Financial...
2 days ago
JPMorgan Chase & Co. - Tampa, FL
JPMorgan Chase & Co. (NYSE: JPM) i s a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services...
15 hours ago
Freddie Mac - McLean, VA
worker to assist in team responsibilities in the areas of compliance, risk management, internal audit and process improvement. This will involve direct work with subject SRM loan samples on a daily...
18 hours ago

Compliance Manager Online Courses and Training Opportunities

Beyond Compliance
Classroom Management that Fosters Responsibility, Nurtures Intrinsic Motivation, and Brings Out the Best in Students

Communication for Managers

Writing and speaking skills necessary for a career in management. Students polish communication strategies and methods through discussion, examples, and practice. Several written and oral...

A Manager
This course will take approximately 26 minutes to complete. Manager’s play a key role in making a workplace wellness program a success. As a manager, you need to motivate your staff by setting a...

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.

  • CPA
  • Series 7 Licensed
  • Chartered Financial Analyst (CFA)

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Manager position

= trending
  • Accounting
  • Advising
  • Anti-Money Laundering (AML)
  • Asset Management
  • Auditing
  • Banking
  • Capital Markets
  • Communication Skills
  • Consulting
  • Decision Making
  • Documentation
  • Due Diligence
  • Evaluation
  • Executive Management
  • Finance
  • Financial Services
  • Fixed Income
  • Foreign Exchange
  • Implementation
  • Internal Control
  • Investigation
  • Investment Banking
  • Investment Management
  • Leadership
  • Lending
  • Management
  • Microsoft Access
  • Microsoft Excel
  • Microsoft Office
  • Microsoft PowerPoint
  • Microsoft Word
  • Organization
  • Planning
  • Policy Development
  • Presentation
  • Private Equity
  • Problem Solving
  • Project Coordination
  • Project Management
  • Regulatory Compliance
  • Reporting
  • Research Skills
  • Retail
  • Retail Banking
  • Risk Management
  • Sales
  • Sarbanes-Oxley Compliance
  • Scheduling
  • Securities and Exchange Commision (SEC)
  • Staff Supervision
  • Strategy Development
  • Trading
  • Training
  • Training and Development
  • Treasury
  • Wealth Management

Other Titles

Here are some other career titles that require similar skills

Top Hiring Companies

Top hiring companies for Compliance Manager positions

  • JPMorgan Chase & Co.
  • Bank of the West
  • JP Morgan Chase Company
  • BNP Paribas
  • Jp Morgan Chase
  • Robert Half Corporate
  • Citi
  • HSBC
  • Bank of America
  • Deloitte & Touche L.L.P.