Compliance Manager Jobs

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1-15 of 373 Results
StaffingForce - Chicago, IL
Requirements: Bachelor's degree in Business required, emphasis in finance/accounting, supply chain management or related field desired Certified Public Accountant or Certified Internal Auditor...
3 days ago
CB Richard Ellis - Bloomington, MN
rol environment to exceed clients expectations with regard to transaction processing and financial reporting. Ideal candidate will possess a positive outlook, be an agent of change in our fast paced...
1 day ago
InsideNGO - Washington, DC
Overall Position Summary The Program Manager, Compliance will be responsible for the content for the Finance, Grants and Contract Programs. The Program Manager, Compliance will play a critical...
1 day ago
EMC Corporation - Sandy, UT
Virtustream , an EMC Federation company, is trusted by enterprises and public sector organizations around the world to run and manage their mission-critical applications in the cloud. The companys...
1 day ago
Manulife - Boston, MA
e equities, mortgages, real estate, oil and gas, infrastructure, timberland, farmland and asset allocation strategies. The Division has physical presence in key international financial centers, includi...
10 hours ago
Bowie State University - Bowie, MD
Associate Athletic Director of Compliance2016-05-23 00:00:00... Associate Athletic Director of Compliance Institution: Bowie State University Location: Bowie, MD Category: Admin - Athletics and...
1 day ago
Tiptree Financial Inc - New York, NY
SOX Compliance Manager Tiptree Financial Inc. New York, New York, United States This is not an entry-level position. Job ID: 28707011 Required Travel: 0-10% Position Title: SOX Compliance Manager Indus...
13 hours ago
Irvine, CA
of business risk, internal control, and the overall effectiveness and efficiency of the process as well as the risks associated with Sarbanes-Oxley as it pertains to internal controls. Strong knowledge...
2 days ago
Wells Fargo - New York, NY
of Compliance Policy Oversight and Governance (Compliance Manager 5) Job Title: Head of Compliance Policy Oversight and Governance (Compliance Manager 5) Job ID Number: 5216353-1 Location: New York...
2 days ago
Discover Financial Services Inc. - Riverwoods, IL
The Compliance Program Office at Discover Financial Services has responsibility for all Program Management activities for our top strategic Compliance initiatives that support the enterprise....
3 days ago
StaffingForce - Bridgeport, CT
Requirements: Bachelor's degree in Business required, emphasis in finance/accounting, supply chain management or related field desired Certified Public Accountant or Certified Internal Auditor...
3 days ago
StaffingForce - Los Angeles, CA
Requirements: Bachelor's degree in Business required, emphasis in finance/accounting, supply chain management or related field desired Certified Public Accountant or Certified Internal Auditor...
3 days ago
NLC Loans - Independence, OH
MORTGAGE COMPLIANCE MANAGER Nations Lending, a full-service National Mortgage Lender founded in 2003, has an excellent opportunity for an experienced professional who demonstrates diligence and collabora...
3 days ago
StaffingForce - San Francisco, CA
Requirements: Bachelor's degree in Business required, emphasis in finance/accounting, supply chain management or related field desired Certified Public Accountant or Certified Internal Auditor...
3 days ago
StaffingForce - Long Beach, CA
Requirements: Bachelor's degree in Business required, emphasis in finance/accounting, supply chain management or related field desired Certified Public Accountant or Certified Internal Auditor...
3 days ago

Compliance Manager Online Courses and Training Opportunities

Beyond Compliance
Classroom Management that Fosters Responsibility, Nurtures Intrinsic Motivation, and Brings Out the Best in Students

Communication for Managers

Writing and speaking skills necessary for a career in management. Students polish communication strategies and methods through discussion, examples, and practice. Several written and oral...


Management and Leadership: Growing as a Manager

This free online course will provide an introduction to the foundation skills and knowledge that you need when becoming a manager.

The course is designed for new or aspiring managers,...


Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.

  • CPA
  • Series 7 Licensed

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Manager position

= trending
  • Accounting
  • Advising
  • Analytical Skills
  • Anti-Money Laundering
  • Anti-Money Laundering (AML)
  • Asset Management
  • Auditing
  • BSA
  • Budgets
  • Business Administration
  • Business Processes
  • Capital Markets
  • Communication Skills
  • Component Object Model
  • Derivatives
  • Design
  • Development
  • Documentation
  • Due Diligence
  • Evaluation
  • Executive Management
  • Finance
  • Financial Services
  • Fixed Income
  • Implementation
  • Internal Control
  • Investment Banking
  • Investment Management
  • Leadership
  • Leading
  • Lending
  • Management
  • Management Reporting
  • Microsoft Access
  • Microsoft Excel
  • Microsoft Office
  • Microsoft Word
  • Organization
  • Orientation
  • Planning
  • Policy Administration
  • Policy Development
  • Presentation
  • Private Equity
  • Problem Solving
  • Process Management
  • Project Coordination
  • Project Management
  • Regulations
  • Regulatory Compliance
  • Reporting
  • Research Skills
  • Resolution
  • Risk Management
  • Sarbanes-Oxley Compliance
  • Scheduling
  • Securities and Exchange Commision (SEC)
  • Securities and Exchange Commission
  • Staff Supervision
  • Tax Compliance
  • Training
  • Training and Development
  • Wealth Management

Other Titles

Here are some other career titles that require similar skills

Top Hiring Companies

Top hiring companies for Compliance Manager positions

  • FIS Global
  • Wells Fargo
  • Robert Half Corporate
  • Fidelity Brokerage Services
  • JP Morgan
  • JP Morgan Chase Company
  • StaffingForce
  • TD Bank
  • Bank of the West
  • USAA