Compliance Manager Jobs

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1-15 of 345 Results
Multi-Color Label Corp - Cincinnati, OH
he Corporate Finance and Accounting Team, the Senior Compliance Manager will be responsible for ensuring internal controls over financial reporting are established and maintained via development and deployme...
1 day ago
Bank of the West - San Ramon, CA
What sets Bank of the West apart from other banks is our team membersthey embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000...
1 day ago
New York, NY
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking,...
3 days ago
USAA - San Antonio, TX
Compliance Director Job Reference Number: 27315 City: San Antonio State: Texas Position Type: Full Time Job Preview: We are currently seeking talented Compliance Director for our San Antonio, TX,...
2 days ago
Manheim - Carmel, IN
Description Description Summary: The Business Assurance Compliance Manager will assist in the departments plan, budget, objectives, and goals by preparing and managing project budgets and resource alloca...
1 day ago
Georgia-Pacific - Houston, TX
Compliance Director Compliance Director (041482) Who are we? Koch Ag & Energy Solutions, LLC is seeking a Compliance Director to join Koch Energy Services' Commercial Compliance team in Houston,...
2 days ago
Bank of the West - San Francisco, CA
What sets Bank of the West apart from other banks is our team membersthey embody the optimistic spirit of the West. There is a spirit here that drives us to do more. Our team of more than 10,000...
18 hours ago
Nlc Loans - Independence, OH
Mortgage Compliance Manager in Independence Show me jobs like this one Job Ref: 111098683 Employer: Network Company Name: NLC Loans Industry: Accounting/Auditing Job Type: Full Time State: Ohio City...
1 day ago
CVS Caremark - Northbrook, IL
Join fortune 10 CVS Health as a Director of Compliance Programs & Risk Assessment! In this position you would be responsible for the development and deployment of a compliance risk assessment to...
3 days ago
Smithfield, RI
Position Description Fidelity Institutional (FI) serves various financial intermediary clients (Introducing broker-dealers, Registered Investment Advisors, Family Offices) through brokerage firms...
2 days ago
Spraggins Recruiting - Milwaukee, WI
ess management to identify solutions to control gaps to ensure continuous internal control improvements. Drive internal control remediation efforts across the region. Facilitate training or other suppor...
2 days ago
Ingersoll Rand, Climate Control Technologies - Davidson, NC
Design, implement and assess internal controls within the areas of responsibility Work with the SMART Transformation project team to ensure appropriate internal controls are in-place and documented prior...
20 hours ago
Koch companies - Houston, TX
Compliance Director - 041482 Who are we? Watch to find out! Koch Ag & Energy Solutions, LLC is seeking a Compliance Director to join Koch Energy Services` Commercial Compliance team in Houston,...
17 hours ago
Charlotte, NC
iculating LOBs Financial Crimes Program to Regulatory Agencies, Wells Fargo Audit Services, Internal Control testing team(s) and Wells Fargos Financial Crimes Risk Management (FCRM) function; Effectively...
21 hours ago
Minneapolis, MN
iculating LOBs Financial Crimes Program to Regulatory Agencies, Wells Fargo Audit Services, Internal Control testing team(s) and Wells Fargos Financial Crimes Risk Management (FCRM) function; Effectively...
20 hours ago

Compliance Manager Online Courses and Training Opportunities

Beyond Compliance
Classroom Management that Fosters Responsibility, Nurtures Intrinsic Motivation, and Brings Out the Best in Students

Communication for Managers

Writing and speaking skills necessary for a career in management. Students polish communication strategies and methods through discussion, examples, and practice. Several written and oral...


HR Compliance Training Program
Compliance is a hot topic today and these e-learning courses provide a comprehensive package that includes all of the required compliance training to help you meet your organization's needs and...

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.

  • CPA
  • Series 7 Licensed

Qualifications / Skill Sets

The following top skills are often required or desired to land a Compliance Manager position

= trending
  • Process Improvement
  • Accounting
  • Advising
  • Analytical Skills
  • Anti-Money Laundering
  • Anti-Money Laundering (AML)
  • Asset Management
  • Auditing
  • Budgets
  • Business Administration
  • Capital Markets
  • Communication Skills
  • Creative Solutions Accounting
  • Derivatives
  • Design
  • Development
  • Documentation
  • Due Diligence
  • Executive Management
  • Finance
  • Financial Services
  • Fixed Income
  • Implementation
  • Internal Control
  • Investment Banking
  • Investment Management
  • Leadership
  • Leading
  • Lending
  • Management
  • Management Reporting
  • Microsoft Access
  • Microsoft Excel
  • Microsoft Office
  • Microsoft PowerPoint
  • Microsoft Word
  • Organization
  • Orientation
  • Planning
  • Policy Administration
  • Policy Development
  • Presentation
  • Private Equity
  • Problem Solving
  • Project Coordination
  • Project Management
  • Regulations
  • Regulatory Compliance
  • Reporting
  • Research Skills
  • Resolution
  • Risk Analysis
  • Risk Management
  • Sarbanes-Oxley Compliance
  • Scheduling
  • Securities and Exchange Commision (SEC)
  • Staff Supervision
  • Taxes
  • Training
  • Training and Development
  • Wealth Management

Other Titles

Here are some other career titles that require similar skills

Top Hiring Companies

Top hiring companies for Compliance Manager positions

  • Fidelity Brokerage Services
  • Robert Half Corporate
  • FIS Global
  • JP Morgan
  • JP Morgan Chase Company
  • HSBC
  • Bank of the West
  • Jp Morgan Chase
  • Citi
  • JPMorgan Chase & Co.