Senior Compliance Officer - US&C Investm

Marsh US&C Investments Compliance is recruiting for a Senior Compliance Officer who will work three days a week in our Boston or New York office alongside our team.

The team at Marsh will prepare you for a successful career and provide you the opportunity to work with well-known investment advisers across the globe. You will work with a team of high-performing colleagues committed to collaboration and partnership.

As a Senior Compliance Officer, you will be responsible for assisting with due diligence reviews of subadvisers for adherence to regulatory requirements and compliance best practices. You will make recommendations and advise the business, escalate issues as appropriate and support the broader US&C Investments Compliance program.

As a member of the US&C Investments Compliance Department, you will lead the team that manages the Subadvisory Oversight compliance programs for the US & Canadian Investments entities and funds. This is an opportunity to contribute your industry knowledge and expertise, as well as your creative ideas, to continually strengthen the program. At the same time, collaborating in office with our team members will provide opportunities for mentorship, continual learning, and building your compliance and industry experience.

Mercer is Marsh's global consulting firm specializing in human resources, health, investments, and retirement. They provide investment management services and oversees the asset allocation, investment decisions, rebalancing and investment monitoring of client portfolios.

Our primary model is a manager-of-manager model where we utilize subadvisors to manage various allocations. Mercer also provides investment consulting services and offers guidance at each stage of investment decision-making, risk management, and investment monitoring processes. Our subadvisory oversight compliance program focuses on overseeing subadvisor compliance programs and assessing the regulatory risk associated with these third-party programs.

Our clients include sponsors and fiduciaries of employee benefit plans, foundations, endowments, healthcare organizations, insurance companies, financial intermediaries, and other investors. Mercer provides investment management services primarily utilizing a multi-manager approach to investing.

We will count on you to:

* Oversee and lead the US&C Investments subadvisory oversight compliance program with a focus on reviewing third-party compliance programs, policies, and activities; assessing risk; and appropriately escalating to meaningfully mitigate the firm's regulatory risk.
* Lead a small team of experts who conduct reviews; while also directly conducting reviews.
* Oversee vendors who provide systematic tools used in the subadvisory oversight process and vendors who provide outsourced services, including subadvisory oversight activities for certain products or solutions.
* Collaborate effectively with business and other LCPA colleagues in the US&C and globally to generate efficiencies, improve alignment and consistency, and meaningfully mitigate risk across the organization.
* Identify, recommend and drive execution on enhancements broadly.
* Collaborate, and at times lead on, occasional projects and initiatives.
* Monitors and understands regulatory developments that may impact the US and Canadian businesses
* Be willing to self-teach and continuously build upon your foundational understanding of the
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