Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
at Simplot in Boise, Idaho, United States Job Description Global Controls & Compliance Director Location: Boise, ID, US, 83702-6924 The J.R. Simplot Company is a diverse, privately held global...
Corporate Safety, Risk and Compliance Manager
- Minneapolis, MN
- 15 hours ago
- Minneapolis, MN
- 15 hours ago
Corporate Safety, Risk and Compliance Manager Atmosphere Commercial Interiors $70,000-$85,000 + bonus eligible paid holidays, 401(k) United States, Minnesota, Minneapolis 81 South 9th Street (Show on...
Cybersecurity Risk & Compliance Manager UFP Industries, Inc United States, Michigan, Grand Rapids 2801 East Beltline Avenue Northeast (Show on map) Jun 11, 2025 The Cybersecurity Risk & Compliance Manager...
We are seeking a talented Sales Compliance Manager to join our team....
Staff Product Compliance Manager - Fintech/Payments Compliance Lead
- San Diego, CA
- 16 hours ago
- San Diego, CA
- 16 hours ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Associate Director of Compliance and Operations (Financial Aid Manager)
- Bronx, NY
- 19 hours ago
- Bronx, NY
- 19 hours ago
Associate Director of Compliance and Operations (Financial Aid Manager) **POSITION DETAILS** The City University of New York (CUNY), the nation's largest public urban university system, is seeking...
Regulatory Affairs Manager Location: Hybrid remote with 2-3 per week in office, must reside in a service area state commutable to Dover, DE; West Palm, FL; or Yulee, FL office locations What makes...
Position Summary Ryan Specialty is an international specialty insurance organization that provides innovative solutions for brokers, agents, and insurance carriers. Ryan Specialty was founded in...
Remote WorkWho We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
funds....
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
Operational, Risk and Compliance Manager
- New York City, NY
- 22 hours ago
- New York City, NY
- 22 hours ago
The minimum salary for the Operational, Risk and Compliance Manager position is $115,000 annually and the maximum salary for the Operational, Risk and Compliance Manager position is $125,000 annually...
- New Port Richey, FL
- 23 hours ago
- New Port Richey, FL
- 23 hours ago
Company Description ProSidian is a Management and Operations Consulting Services Firm focusing on providing value to clients through tailored solutions based on industry-leading practices....
Manager of Compliance & Ethics Investigations
- Salt Lake City, UT
- 1 day ago
- Salt Lake City, UT
- 1 day ago
As the Manager of US Compliance & Ethics Investigations, you will be responsible for the development of the Companys US compliance and ethics investigations program. In this role you will serve as...
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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