Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Job Title : Global Trade Compliance Manager Reporting To: Director, Gbl Trade Compliance Work Schedule: Hybrid Buffalo, NY Moog is hiring for a Global Trade Compliance Manager in East Aurora, NY!...
HybridCompliance Officer The Compliance Officer implements broader planning for business unit compliance programs in order to ensure organization functions are in compliance with all relevant laws,...
In PersonThe Role Are you looking for an exciting and challenging client facing role where you get to engage and establish a relationship with Plan Sponsors day in and day out? Do you like to learn new...
In PersonThe Role Are you looking for an exciting and challenging client facing role where you get to engage and establish a relationship with Plan Sponsors day in and day out? Do you like to learn new...
In PersonSenior Director, Compliance & Integrity
- GE Appliances
- Louisville, KY
- 2 days ago
- Louisville, KY
- 2 days ago
At GE Appliances, a Haier company, we come together to make good things, for life. As the fastest-growing appliance company in the U.S., were powered by creators, thinkers and makers who believe...
In PersonHere s the job opportunity This is a new position As Privacy Compliance Manager, you will help lead ivari s privacy program and support the responsible handling of personal information across the organization...
HybridCompliance Manager - Remote (Dallas, TX or Atlanta, GA)
- Dominium Management Services
- Atlanta, GA
- 2 days ago
- Atlanta, GA
- 2 days ago
In addition, the Compliance Manager is responsible for identifying best practices and evaluating improvement opportunities....
RemoteManager- Compliance Customer Risk Rating
- American Express
- Phoenix, AZ
- 3 days ago
- Phoenix, AZ
- 3 days ago
Manager- Compliance Customer Risk Rating New York, NY, United States Phoenix, AZ, United States Sandy, UT, United States Charlotte, NC, United States (Hybrid) Job Description American Express's...
Hybrid Full Timemanager for Wise US Inc. to understand potentially competing regulatory environments Develop and implement an effective sanctions risk framework working closely with the product and compliance officers...
In PersonWe're looking for a Product Compliance Manager to join us in scaling Block's Bitcoin and Digital Assets compliance program....
RemoteDirector, Financial Compliance & US Transparency Reporting
- AbbVie, Inc
- Mettawa, IL
- 3 days ago
- Mettawa, IL
- 3 days ago
Company Description About AbbVie AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical challenges of...
In PersonAlign compliance monitoring, investigations, and remediation activities with enterprise risk activities led by the Risk Management team....
In PersonSupply Chain Business Operations Compliance Manager 2
- Northrop Grumman
- Magna, UT
- 4 days ago
- Magna, UT
- 4 days ago
As a Supply Chain Business Operations Compliance Manager 2, you will be pivotal in supporting missions critical to national and global security. Ready to join forces with our visionary team?...
In Person- Truist Financial Corporation
- Atlanta, GA
- 4 days ago
- Atlanta, GA
- 4 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
In Person26-27 SY Accountability & Compliance Manager
- Deming High School
- Deming, NM
- 5 days ago
- Deming, NM
- 5 days ago
26-27 SY Accountability & Compliance Manager Deming Public Schools Department of School Achievement and Success - Deming, New Mexico Open in Google Maps This job is also posted in Deming Public Schools...
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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