Compliance Manager Jobs

A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.

The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.

1-15 of 395 Jobs

Compliance Manager - Lending & Finance

  • Richmond, VA
  • 4 days ago
  • Richmond, VA
  • 4 days ago

Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital Ones Commercial...

Associate Manager, Compliance

  • Charlotte, NC
  • 10 days ago
  • Charlotte, NC
  • 10 days ago

Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of...

SEC Compliance Manager

  • Horsham, PA
  • 11 days ago
  • Horsham, PA
  • 11 days ago

Job Title: SEC Reporting Manager Location: Bensalem, PA Job Type: Full-Time - Hybrid (3 Office Days/Week) Reports To : Assistant Controller...

Compliance Manager

  • Cincinnati, OH
  • 30+ days ago
  • Cincinnati, OH
  • 30+ days ago

PSG is the global pump, metering and dispensing-solution expert, enabling the safe and efficient transfer of critical and valuable fluids that require optimal performance and reliability in...

Financial Institution Regulatory Compliance Manager

  • Milwaukee, WI
  • 2 hours ago
  • Milwaukee, WI
  • 2 hours ago

If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...

Remote Work

SEC Compliance Manager. Job in Cheltenham, Montgomery County Gr8Jobs

  • Cheltenham, PA
  • 2 hours ago
  • Cheltenham, PA
  • 2 hours ago

SEC Reporting Manager Location: Bensalem, PA Job Type: Full-Time - Hybrid (3 Office Days/Week) Reports To : Assistant Controller - Healthcare Services Group (HCSG) is currently seeking to fill the...

SEC Compliance Manager. Job in New Jersey Gr8Jobs

  • Birmingham, NJ
  • 2 hours ago
  • Birmingham, NJ
  • 2 hours ago

SEC Reporting Manager Location: Bensalem, PA Job Type: Full-Time - Hybrid (3 Office Days/Week) Reports To : Assistant Controller - Healthcare Services Group (HCSG) is currently seeking to fill the...

Compliance Manager, Group Retirement Services Compliance

  • Montreal, QC
  • 3 hours ago
  • Montreal, QC
  • 3 hours ago

You are as unique as your background, experience and point of view. Here, youll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their...

., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....

Compliance Director, RESL

  • Charlotte, NC
  • 5 hours ago
  • Charlotte, NC
  • 5 hours ago

Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus Extensive Operational knowledge as pertains to implementation of regulatory requirements...

SAP IT Trade Compliance Manager

  • Charlotte, NC
  • 5 hours ago
  • Charlotte, NC
  • 5 hours ago

Requisition Number: 67269 Corning is vital to progress - in the industries we help shape and in the world we share. We invent life-changing technologies using materials science. Our scientific and...

Political Compliance Manager

  • Washington, MA
  • 5 hours ago
  • Washington, MA
  • 5 hours ago

The Political Compliance Manager will provide Political Action Committee (PAC) and lobbying compliance and management services to our clients....

Manager, Compliance Retail Testing

  • Westlake, TX
  • 6 hours ago
  • Westlake, TX
  • 6 hours ago

We are currently offering the opportunity for a dynamic and engaging Compliance Manager to join the team to conduct testing of our branch and non-branch locations....

Manager - Compliance; Global Financial Crimes, Audit, FIDD, DFS504

  • Phoenix, AZ
  • 6 hours ago
  • Phoenix, AZ
  • 6 hours ago

You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...

Job Overview We are currently looking for an Associate Director to join our Compliance team in Frankfurt. In this role you will be the Subject Matter Expert in Payment Regulations for the Bank's...

Compliance Manager Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Construction Ethics and Compliance
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Cannabis Compliance, Testing, and Research
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Salary for Compliance Manager Jobs Nationwide

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.



Highest Education Level

Compliance Managers offer the following education background
Bachelor's Degree
48.3%
Master's Degree
35.7%
Doctorate Degree
6.8%
Associate's Degree
3.7%
Vocational Degree or Certification
2.8%
High School or GED
2.2%
Some College
0.4%
Some High School
0.0%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Managers
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%


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