Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We...
Description SOX Compliance Manager The SOX Compliance Manager supports SOX and Internal Audit team by administering and facilitating the Company's Sarbanes-Oxley (SOX) program, framework and operation...
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Job Description As a rapidly growing company in a highly regulated industry, we are seeking a proactive and detail-oriented Compliance Manager to join our team....
Check ALL our Jobs : /> Keywords: FIRCO compliance databricks snowflake AML KYC sanctions azure cloud integration api PCM prime compliance manager...
Compliance Supervisor, Property Tax DuCharme, McMillen & Associates, Inc. - 3.2 Indianapolis, IN Job Details Full-time Estimated: $97.4K - $130K a year 17 hours ago Benefits Paid parental leave...
Key Responsibilities - Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems - Architect and execute cloud transformation with complete...
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management System (...
Summary: We are seeking a Compliance Manager to join our team....
The J.R. Simplot Company is a diverse, privately held global food and agriculture company headquartered in Boise, Idaho. We are a true farm-to-table company with an integrated portfolio including...
Corporate Safety, Risk and Compliance Manager Atmosphere Commercial Interiors $70,000-$85,000 + bonus eligible paid holidays, 401(k) United States, Minnesota, Minneapolis 81 South 9th Street (Show on...
Cybersecurity Risk & Compliance Manager UFP Industries, Inc United States, Michigan, Grand Rapids 2801 East Beltline Avenue Northeast (Show on map) Jun 11, 2025 The Cybersecurity Risk & Compliance Manager...
We are seeking a talented Sales Compliance Manager to join our team....
Staff Product Compliance Manager - Fintech/Payments Compliance Lead
- San Diego, CA
- 2 days ago
- San Diego, CA
- 2 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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