Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance certifications such as CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Certified Anti-Money Laundering Specialists) certification, or CIPP (Certified Information Privacy...
Job Description Job Summary: We are seeking a highly skilled and detail-oriented Testing and Product Compliance Manager to oversee the testing and analysis of footwear, leather, garments, and the raw...
What you'll be working on The Regulatory Affairs Manager is responsible for the oversight and preparation of Company regulatory proceedings and related analysis, as assigned. The Manager will...
Technical Risk & Compliance Manager Introduction to Team Our Corporate Functions are made up of teams that support Expedia Group, including Employee Communications, Finance, Legal, People Team, Inclusion...
Compliance Director, Commercial, Operations and Securities Testing (US)
- Charlotte, NC
- 18 hours ago
- Charlotte, NC
- 18 hours ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Director, Annual Plan Development, Monitoring, and Reporting (US)
- Charlotte, NC
- 18 hours ago
- Charlotte, NC
- 18 hours ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
income sales and trading The Skills You Bring Your comprehensive understanding of securities markets, the brokerage business and applicable securities rules and regulations....
Ready to be pushed beyond what you think youre capable of? At Coinbase, our mission is to increase economic freedom in the world. Its a massive, ambitious opportunity that demands the best of us,...
Compliance Manager Port Chester, NY On-site Compensation: $110125k base + bonus (depending on experience) Company offers: Growing fintech company, excellent benefits, strong position growth over time...
Overview As a Compliance Manager, Card Program, youll help drive Concora Credits Mission to enable customers to Do More with Credit every single day....
income sales and trading The Skills You Bring Your comprehensive understanding of securities markets, the brokerage business and applicable securities rules and regulations....
Corporate Compliance Director - Corporate Compliance Director Fair & Responsible Banking
- Phoenix, AZ
- 1 day ago
- Phoenix, AZ
- 1 day ago
Certified Regulatory Compliance Manager strongly preferred. May require up to 50% travel....
Symetra has an exciting opportunity for a strategic leader to join our team as a Compliance Director, overseeing Records Management! About the role As a Compliance Director, Records Management,...
Remote WorkDate: Aug 18, 2025 Location: Dallas, TX, US Category: Corporate and Professional Jobs Job Type: Day Schedule Type: Full-Time Requisition ID: 986675 Interested in a career with both meaning and...
WERE CHANGING ENTERTAINMENT. COME JOIN US. Were always looking for talent that believes in having fun. At PENN Entertainment, youll get to be a part of an exciting industry, where the days and...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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