Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital Ones Commercial...
Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of...
Job Title: SEC Reporting Manager Location: Bensalem, PA Job Type: Full-Time - Hybrid (3 Office Days/Week) Reports To : Assistant Controller...
PSG is the global pump, metering and dispensing-solution expert, enabling the safe and efficient transfer of critical and valuable fluids that require optimal performance and reliability in...
Financial Institution Regulatory Compliance Manager
- Milwaukee, WI
- 2 hours ago
- Milwaukee, WI
- 2 hours ago
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote WorkSEC Compliance Manager. Job in Cheltenham, Montgomery County Gr8Jobs
- Cheltenham, PA
- 2 hours ago
- Cheltenham, PA
- 2 hours ago
SEC Reporting Manager Location: Bensalem, PA Job Type: Full-Time - Hybrid (3 Office Days/Week) Reports To : Assistant Controller - Healthcare Services Group (HCSG) is currently seeking to fill the...
SEC Compliance Manager. Job in New Jersey Gr8Jobs
- Birmingham, NJ
- 2 hours ago
- Birmingham, NJ
- 2 hours ago
SEC Reporting Manager Location: Bensalem, PA Job Type: Full-Time - Hybrid (3 Office Days/Week) Reports To : Assistant Controller - Healthcare Services Group (HCSG) is currently seeking to fill the...
Compliance Manager, Group Retirement Services Compliance
- Montreal, QC
- 3 hours ago
- Montreal, QC
- 3 hours ago
You are as unique as your background, experience and point of view. Here, youll be encouraged, empowered and challenged to be your best self. You'll work with dynamic colleagues - experts in their...
Director - Compliance TDS (US) Registrations, Licensing, and Employee Conflicts
- New York, NY
- 4 hours ago
- New York, NY
- 4 hours ago
., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk management experience a plus Extensive Operational knowledge as pertains to implementation of regulatory requirements...
Requisition Number: 67269 Corning is vital to progress - in the industries we help shape and in the world we share. We invent life-changing technologies using materials science. Our scientific and...
The Political Compliance Manager will provide Political Action Committee (PAC) and lobbying compliance and management services to our clients....
We are currently offering the opportunity for a dynamic and engaging Compliance Manager to join the team to conduct testing of our branch and non-branch locations....
Manager - Compliance; Global Financial Crimes, Audit, FIDD, DFS504
- Phoenix, AZ
- 6 hours ago
- Phoenix, AZ
- 6 hours ago
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse...
Job Overview We are currently looking for an Associate Director to join our Compliance team in Frankfurt. In this role you will be the Subject Matter Expert in Payment Regulations for the Bank's...
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Genetics
- Prioritizing
- Data Collection
- Know Your Customer
- OFAC
- Public Accounting
- Technical Accounting
- Generally Accepted Accounting Principles
- Financial Statements
- BSA
- Consolidation
- Journal Entries
- Securities and Exchange Commission
- Internal Control
- Lending
- Financial Reporting
- Anti-Money Laundering
- Financial Services
- Account Reconciliation
- Reconciliations
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Masters In Education
- Accounting
- Strategy Development
- Risk Management
- Collections
- Implementation
- Auditing
- Investigation
- Consulting
- Mentoring
- Flexibility
- Data Analysis
- Collaboration
- Coaching
- Documentation
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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