Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Sr. Manager, Operational Excellence
- The Boston Beer Company
- Breinigsville, PA
- 11 days ago
- The Boston Beer Company
- Breinigsville, PA
- 11 days ago
We are currently hiring a Sr. Manager, Operational Excellence in Breinigsville, PA The Senior Manager Operational Excellence leads the Lean/6Sigma journey and contributes to Enabling Commercial...
Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager to perform a key risk management role in the second line of defense advising Capital Ones Commercial...
Tax Compliance Director Multifamily Operations REPORTS TO: EVP The purpose of this job description is to communicate the responsibilities and duties associated with the position of Tax Compliance...
at nVent Management Company in Cleveland, Ohio, United States Job Description We're looking for people who put their innovation to work to advance our success - and their own. Join an organization...
Information Technology Compliance Manager Oakland, CA Full Time Posted by: Finezi Inc....
Director of Compliance & Coordinator of Student Athlete Success
- Fort Valley, GA
- 6 hours ago
- Fort Valley, GA
- 6 hours ago
FORT VALLEY STATE UNIVERSITY (FVSU), a state and land-grant institution of the University System of Georgia, invites applications for the position of Director of Compliance and Coordinator of...
Our client, a leading financial institution, is seeking a Director of Compliance to join their team. As a Director of Compliance, you will be part of the Risk Management department supporting the...
Who Are We? Solid reputation, passionate people and endless opportunities. Thats Travelers. Our superior financial strength and consistent record of strong operating returns mean security for our...
Job Title Compliance Manager, Multifamily (HUD Affordable) Job Description Summary The Compliance Manager is responsible for auditing properties to ensure project based HUD Section 8 Subsidized Housing...
Job Summary: The Senior Supply Chain Compliance Manager is responsible for ensuring adherence to procurement, contractual, company and regulatory standards across all supplier activities, facilitating...
Job Description GENERAL PURPOSE Performs a variety of routine and complex clerical, administrative duties for the daily operations of compliance and collection work in administering, enforcing,...
Position Summary: Strong communication, project management and leadership skills required to maintain and improve the SOX Program for all Facilities within the Division. Communication with sites,...
Job Type: Regular RAND is seeking a Regulatory Compliance Manager to join our Finance team....
... Manager, Specialty Compliance and Ethics Item Policy Implementation, Global Marketplace and Ecommerce Compliance Location: Bentonville, AR Walmarts Platform Compliance team in Global...
Position Specific Description EverBright is seeking an experienced consumer compliance professional to fill the role of Compliance Manager Consumer Protection....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Resolution
- Finance
- Masters In Education
- Accounting
- Microsoft Power BI
- Data Analytics
- Reimbursement
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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