Compliance Manager Jobs

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Grant Thornton LLP - Los Angeles, CA
Director of Compliance & Corporate Social Responsibility JOB ID: 047367 Specialty: Director of Compliance & Corporate Social Responsibility (CSR) Grant Thornton LLP is seeking an experienced...
2 days ago
Prudential - Newark, NJ
PrudentialInvestment Management Services LLC (PIMS) is seeking an experienced teammember to serve as Compliance Manager, initially reporting to PIMS ChiefCompliance Officer, reporting lines may change...
Remote Work
2 hours ago
The Integral Group LLC - Albany, GA
Position: Community Manager Reports To: Portfolio Manager Position Summary: General Duties and Responsibilities: The Community Manager is a dynamic individual with strong, proven leadership and...
1 day ago
Loyal Source - Orlando, FL
Government Accounting & Compliance Director By | July 28, 2020 * Direct Hire * Orlando FL * Posted 2 days ago Loyal Source Loyal Source Government Accounting & Compliance Director POSITION PURPOSE...
1 day ago
Population Services International - Washington, DC
Job title: Contracts Compliance Manager Department: Grants and Contracts Department, supporting PMI Impact Malaria Project Based in Washington DC Up to 10% international travel....
2 days ago
Microsoft - Redmond, WA
Do you enjoy taking on big challenges and working with Corporate and Field teams to solve complex business problems? Do you have a passion for compliance, and do you want to be at the forefront of...
23 hours ago
UBS - Nashville, TN
Manager (CRCM) is a plus - analytical, with the ability to provide practical solutions and prioritize a diverse workload with multiple deadlines - result-oriented and assertive (you don't shy away...
17 hours ago
Charles Schwab - Roanoke, TX
mutual funds, including but not limited to: Securities Act of 1933, (emphasis on Regulation D), Securities Exchange Act of 1934, Investment Company Act of 1940, Investment Advisers Act of 1940, FINRA...
3 days ago
Los Angeles Homeless Services Authority - Los Angeles, CA
The Los Angeles Homeless Services Authority (LAHSA) seeks motivated professionals who want to use their talents and skills to make a difference. Our staff are flexible and passionate about...
4 days ago
Presbyterian Healthcare Services - Albuquerque, NM
Assist the Compliance Managers in evaluating the adequacy of management actions taken to mitigate audit findings and risks identified in the audit reports....
4 days ago
USAA - Plano, TX
Purpose of Job We are currently seeking a talented Audit Manager Compliance for the San Antonio Home Office II/III, Plano Legacy or Remote. Leads and executes both moderately and highly complex...
4 days ago
Prudential - Newark, NJ
Prudential's businesses offer a variety of products and services including life insurance annuities retirement-related services mutual funds asset management and real estate services....
4 days ago
Santa Clara, CA
Get similar jobs sent to your email Save Job Details Company Overview Auditor IT Risk & Compliance Manager Recommended skills Internal Controls Financial Statements Generally Accepted Accounting Principles...
5 days ago
MATRIX Resources, Inc. - Tempe, AZ
Role: Trade Service Operations Compliance Manager Locations : Monterey Park, CA, Tempe, AZ or Charlotte, NC Salary: $150,000 - $165,000 (DOE) + bonus Job Summary: The TSO Compliance Manager provides...
5 days ago
M&T Bank - Buffalo, NY
The Compliance Manager II will implement and execute strategy and management of the workflow and performance of personnel to ensure processes are completed in an accurate and timely manner....
5 days ago

Compliance Manager Online Courses and Training Opportunities

Effective Compliance Programs
Once you have an understanding of what compliance is, and why it may be important, it is natural to wonder next, "What should I do about it?" In this course, we'll explore one of the key factors...

What is Compliance?
Compliance isn't only about preventing problems and ensuring that everyone is abiding by laws, rules, and regulations. It's also about the positive impact a robust and ethical compliance program...

Regulatory Compliance
Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that...

Licensing / Certification

Required or preferred licenses and certifications for Compliance Manager positions.

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