Compliance Manager Jobs
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Operations and Audit Compliance Manager (SPSA, Opt 1)
- Leland Grove, IL
- 11 hours ago
- Leland Grove, IL
- 11 hours ago
HFS is an equal opportunity employer.Essential Functions Subject to management approval, serves as the Operations and Audit Compliance Manager by managing, planning, executing, evaluating, implementing...
Disaster Recovery Compliance Manager Location: 315 Court St., Clearwater, FL Schedule: Hybrid schedule potentially available Help shape the future of equitable and effective disaster recovery in Pinellas...
Coordinate with the Financial Planning & Analysis (FP&A) team to prepare and analyze budgets, forecasts, and actual-to-budget comparisons for tax, insurance, and licensing....
Title: Compliance Director Hiring Range: $75,000-$90,000 based on experience Pay Band: UG Agency: Tobacco Rgn Revitalizatn Comm Location: Richmond, Abingdon, or Rocky Mount Agency Website:...
About your role We're on the hunt for a standout Global Payroll & Compliance Manager to take the lead on our U.S. and international payroll operations....
Remote WorkFinance Compliance Supervisor UPS - 3.7 Atlanta, GA Job Details Full-time 19 hours ago Qualifications Power BI Google Cloud Platform Mid-level Microsoft Office Finance Bachelor's degree...
Job Details Job Location: Coachella, CA Position Type: Full Time Salary Range: Undisclosed Job Shift: Any Job Category: Legal Admin Description Summary This position is responsible for conducting...
The Third-Party Compliance Manager at nVent will be primarily responsible for leading our third party due diligence process, implementing and enhancing an effective third party management program through...
Hardgoods Regulatory Engineering Risk and Compliance Manager
- Maplewood, MN
- 1 day ago
- Maplewood, MN
- 1 day ago
Hardgoods Regulatory Engineering Risk and Compliance Manager Collaborate with Innovative 3Mers Around the WorldChoosing where to start and grow your career has a major impact on your professional and...
, Financial analyst, Financial planning & analysis, Fund accountant Sector Accounting - Public practice, Banking and financial services Contract type Permanent Hours Full time Experience level Manager...
Ant Star Ant International-Compliance Manager-US LCAP Integration - Legal affairs Basic information Location: Sunnyvale Working years: More than 8 years Department: Ant Group Education background: Undergraduate...
Managing Director, Compliance & Regulatory Risk Assessment
- Jericho, NY
- 1 day ago
- Jericho, NY
- 1 day ago
Educations, Skills & Experience: Bachelor's or advanced degree required 10+ years of experience in compliance or risk management ABA Certified Regulatory Compliance Manager (CRCM) Certified Enterprise...
About WebBank WebBank (the "Bank") is a Utah-chartered Industrial Bank headquartered in Salt Lake City, Utah. As "The Bank Behind the Brand", WebBank is a national issuer of consumer and small...
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
The Grants Compliance Manager will be responsible for ensuring that all grants received by the organization are compliant with relevant regulations, guidelines, and grant requirements....
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs Nationwide
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »