Compliance Manager Jobs in Morristown, MN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Assistant Athletics Director for Compliance and Budgeting
- Northfield, MN (18 miles from Morristown, MN)
- 29 days ago
- Northfield, MN (18 miles from Morristown, MN)
- 29 days ago
The Assistant Athletics Director for Compliance and Budgeting will be a senior member of St. Olaf College Athletics' leadership team. This position oversees the Athletic Departments operating...
Assistant Athletic Director for Compliance and Budget
- Northfield, MN (18 miles from Morristown, MN)
- 30+ days ago
- Northfield, MN (18 miles from Morristown, MN)
- 30+ days ago
Position Title: Assistant Athletics Director for Compliance and Budgeting. Department: Athletics. Classification: Exempt. FTE: 1.0. Work Schedule: Monday-Friday, 8:00 AM - 5:00 PM; some evening...
Demographic Data for Morristown, MN
Moving to Morristown, MN? Find some basic demographic data about Morristown, MN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Morristown, MN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Morristown, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Private Banking
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Verbal Communication
- Investigation
- Presentation
- Written Communication
- Collaboration
- Mentoring
- Documentation
- Coaching
- Flexibility
- Bachelor's Degree
- Reporting
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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