Compliance Analyst Jobs

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-15 of 604 Jobs

Title: Compliance Administrator Grade: 9H - Minimum-point: $49,653 / Mid-Point: $62,067 Position Status - Full-time, Exempt Reports To: ERM Manager Purpose : The primary purpose of this position...

Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp...

1891 Financial Life

Insurance Compliance Coordinator

SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...

Regulatory Affairs Specialist II Electrophysiology (on-site)

  • Plymouth, MN
  • 30+ days ago
  • Plymouth, MN
  • 30+ days ago

Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...

Regulatory Affairs Specialist II - Ventures (on-site)

  • Saint Paul, MN
  • 45+ days ago
  • Saint Paul, MN
  • 45+ days ago

Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...

Senior Regulatory Affairs Specialist Vascular (on-site)

  • Santa Clara, CA
  • 60+ days ago
  • Santa Clara, CA
  • 60+ days ago

Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...

Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...

Advisory Compliance Officer - Fixed Income Business Line Compliance

  • New York, NY
  • 14 days ago
  • New York, NY
  • 14 days ago

Advisory Compliance Officer - Fixed Income Business Line ComplianceCountry: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services...

Regulatory Affairs Analyst

  • Columbus, GA
  • 1 hour ago
  • Columbus, GA
  • 1 hour ago

Make a Difference in YOUR Career! Our vision is both simple and ambitious: to put our drinks on every table. We are the leading global independent beverage solutions provider. We serve a broad...

Principal Regulatory Affairs Specialist

  • Trumbull, CT
  • 3 hours ago
  • Trumbull, CT
  • 3 hours ago

Principal Regulatory Affairs Specialist Job ID: 25080344 Trumbull, Connecticut, United States Manufacturing & Production Research & Development Full-Time Permanent Description Join an...

Regulatory Compliance Analyst

  • Groton, CT
  • 3 hours ago
  • Groton, CT
  • 3 hours ago

Overview The Information Technology (IT) Procurement department seeks a qualified individual to join the team who will be responsible for all compliance-related matters within the department. This...

Compliance Risk Analyst

  • Newark, DE
  • 3 hours ago
  • Newark, DE
  • 3 hours ago

Requirements : 3 4 years of experience in GRC roles within IT or cybersecurity environments. Proficiency in cybersecurity risk assessment tools and regulatory compliance frameworks. Experience in...

Governance, Risk and Compliance Analyst - ITS3

  • Saint Paul, MN
  • 5 hours ago
  • Saint Paul, MN
  • 5 hours ago

Working Title: Governance, Risk and Compliance Analyst** **Job Class: Information Technology Specialist 3** **Agency: Minnesota IT Services** + **Job ID** : 87324 + **Location** : St....

Licensing & Regulatory Compliance Specialist

  • Overland Park, KS
  • 7 hours ago
  • Overland Park, KS
  • 7 hours ago

Become a part of our caring community and help us put health first This is an in-office position for approx 6 months during training, then remote after with occasional in office requirements. Must...

Remote Work

Supervisory Securities Compliance Examiner

  • San Francisco, CA
  • 7 hours ago
  • San Francisco, CA
  • 7 hours ago

If selected, you will join a well-respected team th is responsible for conducting exams of investment advisers and investment companies, such as mutual funds and exchange-traded funds....

Compliance Analyst Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...
Cybersecurity Analyst
Get started in the exciting field of Cybersecurity with this IBM Cybersecurity Analyst Professional Certificate! Here you will learn all the important skills you need in order to become a...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...

Title Synonyms

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Salary for Compliance Analyst Jobs Nationwide

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.2%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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