Compliance Analyst Jobs
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Administrator (Hybrid)
- APCU Center Parc Credit Union
- Atlanta, GA
- 3 days ago
- APCU Center Parc Credit Union
- Atlanta, GA
- 3 days ago
Title: Compliance Administrator Grade: 9H - Minimum-point: $49,653 / Mid-Point: $62,067 Position Status - Full-time, Exempt Reports To: ERM Manager Purpose : The primary purpose of this position...
Regulatory Compliance Analyst: Oxford Life Insurance
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 5 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 5 days ago
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp...
170+ Years Strong. Industry Leader. Global Impact. At Pinkerton, the mission is to protect our clients. To do this, we provide enterprise risk management services and programs specifically...
University of Iowa Health Care is recognized as one of the best hospitals in the United States and is Iowa's only comprehensive academic medical center and a regional referral center. Each day...
Remote WorkAnalysts....
Benefits Information Full-time employees will enjoy a competitive benefits package with options for you and your family including: Paid Time Off Paid Holidays 401(k) Matching Health Insurance...
Analysts of all levels Performs other duties as required or appropriate Bachelor's degree in related field or the equivalent combination of training, education, and experience (7-10 years) Experience...
Company Description At Intuitive, we are united behind our mission: we believe that minimally invasive care is life-enhancing care. Through ingenuity and intelligent technology, we expand the...
We are looking for a talented and curious trade compliance analyst....
Lead Compliance Officer - Regulatory Change & Inventory Management Team
- Charlotte, NC
- 13 hours ago
- Charlotte, NC
- 13 hours ago
About this role: Wells Fargo is seeking a Lead Compliance Officer to join the Regulatory Change & Inventory Management (RCIM) team within Wells Fargo Compliance. As part of the RCIM team, the Lead...
Safety/Environmental Compliance Associate Facilities & Services Job Summary Under the administrative direction of the Assistant Director, Occupational Safety & Health, Programs, assist with the...
Compliance Coordinator - Research Billing Compliance - Patient Financial Services
- Iowa City, IA
- 15 hours ago
- Iowa City, IA
- 15 hours ago
Iowa Health Care department of Patient Financial Services is seeking a Compliance Coordinator in Research to promote and support policies and procedures to implement and maintain compliant...
We are seeking a highly motivated and detail-oriented Compliance Officer with prior experience in the financial sector to join our growing payment services company. This is a hands-on role within...
at Lincoln Financial in Springfield, Illinois, United States Job Description Alternate Locations: Work from Home; Fort Wayne, IN (Indiana); Radnor, PA (Pennsylvania) Work Arrangement: Remote :...
Remote WorkHR Compliance Associate Crowe LLP - 3.6 Plano, TX Job Details Full-time $51,400 - $95,900 a year 7 hours ago Qualifications Mid-level 3 years Bachelor's degree Senior Professional in Human...
Compliance Analyst Online Courses and Training Opportunities
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Salary for Compliance Analyst Jobs Nationwide
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Offer Letters
- Internal Audits
- ICH Guidelines
- 21 CFR 820
- Equity Research
- Mutual Funds
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Implementation
- Analytical Skills
- Auditing
- Accounting
- Written Communication
- Documentation
- Verbal Communication
- Coaching
- Education Experience
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Filing
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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