Compliance Analyst Jobs

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-15 of 568 Jobs

Title: Compliance Administrator Grade: 9H - Minimum-point: $49,653 / Mid-Point: $62,067 Position Status - Full-time, Exempt Reports To: ERM Manager Purpose : The primary purpose of this position...

Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp...

1891 Financial Life

Insurance Compliance Coordinator

SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...

Legal and Regulatory Compliance Analyst

  • Atlanta, GA
  • moments ago
  • Atlanta, GA
  • moments ago

A client of Innova Solutions is immediately hiring for a Legal and Regulatory Compliance Analyst....

Regulatory Compliance Specialist

  • Winchester, VA
  • 1 hour ago
  • Winchester, VA
  • 1 hour ago

Regulatory Compliance Specialist Position Summary Catalent, Inc. is a leading global contract development and manufacturing organization (CDMO) whose mission is to develop, manufacture, and supply...

Regulatory Affairs Specialist - Cancer & Blood Diseases Institute (Hybrid)

  • Cincinnati, OH
  • 1 hour ago
  • Cincinnati, OH
  • 1 hour ago

Regulatory Affairs Specialist - Cancer & Blood Diseases Institute (Hybrid) Cincinnati, Ohio Category Legal & Compliance Job Id JR210412 Job Type Full time Job Description At Cincinnati Children's,...

VP, Compliance Officer

  • Chicago, IL
  • 3 hours ago
  • Chicago, IL
  • 3 hours ago

Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...

Strategic Partnertship Officer / Program Compliance Officer II

  • Baltimore, MD
  • 4 hours ago
  • Baltimore, MD
  • 4 hours ago

THIS IS A NON-CIVIL SERVICE POSITION CITY OF BALTIMORE, THE MAYORS OFFICE OF SMALL & MINORITY BUSINESS ADVOCACY & DEVELOPMENT PROGRAM COMPLIANCE OFFICER II STRATEGIC PARTNERSHIP OFFICER Salary...

Chief Fiscal Officer / Program Compliance Officer II-3

  • Baltimore, MD
  • 4 hours ago
  • Baltimore, MD
  • 4 hours ago

THIS IS A NON-CIVIL SERVICE POSITION CITY OF BALTIMORE, THE MAYORS OFFICE OF SMALL & MINORITY BUSINESS ADVOCACY & DEVELOPMENT CHIEF FISCAL OFFICER/OPERATIONS OFFICER III Salary Range:...

Regulatory Compliance Specialist / Req 822408492

  • Alameda, CA
  • 5 hours ago
  • Alameda, CA
  • 5 hours ago

Remote : Full Time must live in one of 6 states where we operate: CA, AZ, NV, TX, WA, OR. Available for Full-Time Work Schedule 8:00am - 5pm Pacific Time, Monday-Friday. PRINCIPAL RESPONSIBILITIES...

Compliance Officer

  • New York, NY
  • 5 hours ago
  • New York, NY
  • 5 hours ago

This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will increase to 3-4x /week in office. This is a Compliance Regulatory Change position within the Compliance...

Technology Risk & Compliance Analyst

  • New York, NY
  • 5 hours ago
  • New York, NY
  • 5 hours ago

The firm is seeking a **Technology Risk & Compliance Analyst**, reporting to the Technology Risk & Compliance Manager....

Senior Business Management Specialist - Compliance Operations

  • Charlotte, NC
  • 6 hours ago
  • Charlotte, NC
  • 6 hours ago

Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...

Senior Regulatory Affairs Specialist (IRB)

  • Cincinnati, OH
  • 6 hours ago
  • Cincinnati, OH
  • 6 hours ago

Job Description At Cincinnati Children's, we come to work with one goal: to make children's health better. We believe in a holistic team approach, both in caring for patients and their families,...

GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...

Compliance Analyst Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Cybersecurity Analyst
Get started in the exciting field of Cybersecurity with this IBM Cybersecurity Analyst Professional Certificate! Here you will learn all the important skills you need in order to become a...
Data Analyst
This eight-course Professional Certificate from IBM prepares you with job-ready skills for an entry level data analyst role. Position yourself competitively and power your data analyst career for...
VITARA - Compliance Risk Management
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...

Title Synonyms

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Salary for Compliance Analyst Jobs Nationwide

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts offer the following education background
Bachelor's Degree
46.7%
Master's Degree
35.3%
Doctorate Degree
6.4%
Associate's Degree
4.1%
High School or GED
3.4%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



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