Compliance Analyst Jobs
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Job DetailsJob Location: MEDIKO Corporate - HENRICO, VA 23233Position Type: MEDIKO Employee - Full TimeSalary Range: $61,000.00 - $79,000.00Job Shift: Day ShiftMEDIKO: Mission driven & committed...
In Person
Finance and Compliance Administrator (Hybrid)
- Alaska X
- Skagway, AK
- 2 days ago
- Alaska X
- Skagway, AK
- 2 days ago
Summary: The Finance and Compliance Administrator is responsible for managing all regulatory permits, insurance documentation, and financial transactions related to accounts payable and...
Hybrid In PersonPosition Purpose The State Regulatory Compliance Analyst works closely with the State Regulatory Compliance Officer (SRCO) and ethics & compliance staff to administer the Company's State Regulatory...
In PersonCOMPLIANCE OFFICER-CREDIT CARDS WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and controls, monitoring...
RemoteCapital Markets, Senior Compliance Officer
- Bank of Montreal
- New York, NY
- 10 hours ago
- New York, NY
- 10 hours ago
Monitor and assess regulatory developments impacting equities businesses and assist with updating policies and procedures as needed....
In PersonDepartment Name: Clin Document Integrity-Corp Work Shift: Day Job Category: Revenue Cycle Explore and excel. At Banner Health, health care is a team effort. One might be surprised by the number of...
RemoteCorporate Compliance Officer Northeast Division
- LabCorp
- Raritan, NJ
- 11 hours ago
- Raritan, NJ
- 11 hours ago
Labcorp is a global leader in diagnostic testing and drug development solutions, helping healthcare providers, researchers, and patients make informed decisions that advance care. Join us in our...
RemoteSenior Lead Compliance Officer - Futures Commission Merchant (FCM) - Executive Director
- Wells Fargo
- New York, NY
- 11 hours ago
- New York, NY
- 11 hours ago
This role will report to the head of Equities Compliance within the Corporate & Investment Banking (CIB) Markets Compliance team....
In PersonBuilding the Future of Crypto Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What...
RemoteSenior Lead Compliance Officer - Prime Brokerage & Equities
- Wells Fargo
- New York, NY
- 19 hours ago
- New York, NY
- 19 hours ago
The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business...
HybridGrant & Compliance Coordinator - ASC (Administrative Service Center)
- Indiana Public Schools
- New Albany, IN
- 22 hours ago
- New Albany, IN
- 22 hours ago
TO APPLY FOR THIS POSITION AND COMPLETE DETAILS, PLEASE VISIT OUR WEBSITE AT: Job Details Job ID: 5749000 Application Deadline: Posted until filled Posted: Jun 1, 2026 Starting Date: Immediately...
In PersonPrescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. Please note that the availability of this position is contingent upon....
In PersonNon-Depository and Securities Compliance Examiner 1
- State of Pennsylvania
- Harrisburg, PA
- 22 hours ago
- Harrisburg, PA
- 22 hours ago
THE POSITION Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you...
In PersonRegulatory Compliance Specialist (On-Site)
- Evolution Gaming
- Atlantic City, NJ
- 22 hours ago
- Atlantic City, NJ
- 22 hours ago
Company Description Evolution is the worlds leading provider of video-streamed Live Casino solutions and Slots, delivering best-in-class 'as real as it gets' live dealer gaming to our licensees...
In PersonLeveraged Credit Compliance Officer - Assistant Vice President/Vice President
- KKR & Co. Inc.
- San Francisco, CA
- 22 hours ago
- San Francisco, CA
- 22 hours ago
KKR sponsors investment funds that invest in private equity, credit and real assets and has strategic partners that manage hedge funds....
In PersonCompliance Analyst Online Courses and Training Opportunities
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Salary for Compliance Analyst Jobs Nationwide
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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