Compliance Analyst Jobs

A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.

Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.

1-15 of 250 Jobs
Direct Apply
Mediko

ATS Compliance Coordinator

  • Mediko
  • Henrico, VA
  • 3 hours ago
  • Mediko
  • Henrico, VA
  • 3 hours ago

Job DetailsJob Location: MEDIKO Corporate - HENRICO, VA 23233Position Type: MEDIKO Employee - Full TimeSalary Range: $61,000.00 - $79,000.00Job Shift: Day ShiftMEDIKO: Mission driven & committed...

In Person

Corporate Compliance Officer Northeast Division

  • LabCorp
  • Raritan, NJ
  • 9 hours ago
  • Raritan, NJ
  • 9 hours ago

Labcorp is a global leader in diagnostic testing and drug development solutions, helping healthcare providers, researchers, and patients make informed decisions that advance care. Join us in our...

Remote

Senior Lead Compliance Officer - Futures Commission Merchant (FCM) - Executive Director

  • Wells Fargo
  • New York, NY
  • 10 hours ago
  • New York, NY
  • 10 hours ago

This role will report to the head of Equities Compliance within the Corporate & Investment Banking (CIB) Markets Compliance team....

In Person

Sr. Compliance Associate, Sanctions

  • Kraken
  • 17 hours ago
  • 17 hours ago

Building the Future of Crypto Our Krakenites are a world-class team with crypto conviction, united by our desire to discover and unlock the potential of crypto and blockchain technology. What...

Remote

Senior Lead Compliance Officer - Prime Brokerage & Equities

  • Wells Fargo
  • New York, NY
  • 18 hours ago
  • New York, NY
  • 18 hours ago

The Senior Lead Compliance Officer will provide compliance coverage for Prime Brokerage, while extending support across Cash Equities and broader broker-dealer activities, partnering closely with business...

Hybrid

Grant & Compliance Coordinator - ASC (Administrative Service Center)

  • Indiana Public Schools
  • New Albany, IN
  • 21 hours ago
  • New Albany, IN
  • 21 hours ago

TO APPLY FOR THIS POSITION AND COMPLETE DETAILS, PLEASE VISIT OUR WEBSITE AT: Job Details Job ID: 5749000 Application Deadline: Posted until filled Posted: Jun 1, 2026 Starting Date: Immediately...

In Person

Risk and Compliance Analyst

  • Prescient Edge
  • Doral, FL
  • 21 hours ago
  • Doral, FL
  • 21 hours ago

Prescient Edge is seeking a Risk and Compliance Analyst to support a federal government client. Please note that the availability of this position is contingent upon....

In Person

Non-Depository and Securities Compliance Examiner 1

  • State of Pennsylvania
  • Harrisburg, PA
  • 21 hours ago
  • Harrisburg, PA
  • 21 hours ago

THE POSITION Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you...

In Person

Compliance Officer - Sponsored Programs & Research

  • Valdosta State University
  • Valdosta, GA
  • 1 day ago
  • Valdosta, GA
  • 1 day ago

Compliance Officer - Sponsored Programs & Research Location: Valdosta State University Regular/Temporary: Regular Full/Part Time: Full-Time Job ID: 299165 About Us As a comprehensive institution...

In Person

Non-Depository and Securities Compliance Examiner 1

  • Commonwealth of Pennsylvania
  • Dauphin, PA
  • 2 days ago
  • Dauphin, PA
  • 2 days ago

Step into a rewarding role as a Non-Depository and Security Compliance Examiner 1 with the Pennsylvania Department of Banking & Securities (DoBS). In this entry-level position, you will begin...

In Person

Rebate Compliance Associate

  • Ben E. Keith Company
  • Oklahoma City, OK
  • 2 days ago
  • Oklahoma City, OK
  • 2 days ago

For more than a century, Ben E. Keith Company has been a leader in fine food and premium beverage distribution, and we strive to consistently exceed our customers’ expectations. Our Food Division...

In Person

Sr Regulatory Affairs Specialist

  • TN
  • 2 days ago
  • TN
  • 2 days ago

Sr Regulatory Affairs Specialist Location : 100% REMOTE Duration : 18+ month Pay Range : $38/hr - $40/hr Job Description: Preparation and review of global regulatory submissions, including US...

Remote

Regulatory Affairs Specialist - (Medical Devices)

  • Nesco Resource
  • Cordova, TN
  • 2 days ago
  • Cordova, TN
  • 2 days ago

Site: Memphis preferred, open to remote candidates so please specify location/time zone on resume JOB DESCRIPTION: Preparation and review of global regulatory submissions, including US 510(k) and...

Remote

Grant & Compliance Coordinator

  • New Albany-Floyd County Consolidated School District
  • New Albany, IN
  • 2 days ago
  • New Albany, IN
  • 2 days ago

TITLE: Grant & Compliance Coordinator LOCATION: Administrative Services Center (ASC) CLASSIFICATION: Classified (Non-Exempt) PAY RANGE 19: $22.62 to $23.72 (based on education and experience)...

In Person

Analyst-Compliance ; Customer Due Diligence

  • American Express
  • Phoenix, AZ
  • 3 days ago
  • Phoenix, AZ
  • 3 days ago

Analyst-Compliance ; Customer Due Diligence New York, NY, United States Phoenix, AZ, United States Sandy, UT, United States Charlotte, NC, United States (Hybrid) Job Description The American...

Hybrid

Compliance Analyst Online Courses and Training Opportunities

iHireFinance curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Data Analyst Nanodegree Program
Clean up messy data, uncover patterns and insights, and communicate your findings. You'll start with an introduction to data analysis tools, including Jupyter Notebook, NumPy, pandas, and...
Security Analyst Nanodegree Program
Step into the world of cybersecurity. This Nanodegree equips you with the practical skills and strategic know-how to tackle threats, assess vulnerabilities, and defend complex systems effectively....
Cybersecurity Compliance Analyst Responsibilities
Explore the key responsibilities of a cybersecurity compliance analyst, including managing compliance risks, detecting changes, and responding to incidents effectively. This module includes the...

Title Synonyms

Users interested in this job title also searched for the following job title


Salary for Compliance Analyst Jobs Nationwide

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHireFinance research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Analyst positions.



Highest Education Level

Compliance Analysts offer the following education background
Bachelor's Degree
46.8%
Master's Degree
35.2%
Doctorate Degree
6.5%
Associate's Degree
4.1%
High School or GED
3.3%
Vocational Degree or Certification
3.2%
Some College
0.7%
Some High School
0.1%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Analysts
None
39.1%
2-4 years
26.1%
4-6 years
13.0%
1-2 years
8.7%
Less than 1 year
8.7%
10+ years
4.3%


Other Career Titles

Here are some other career titles that require similar skills



Compliance Analyst Related Career Advice Articles

close up of a financial chart with finance professionals meeting in the background
5 Types of Finance Jobs: Which Is the Best Fit?

Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.

Read article »
Certified Financial Advisor discussing investment opportunities with clients
Impress Employers with These Finance Certifications

For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.

Read article »
team of finance professionals reviewing documents
Corporate Finance vs. Investment Banking: Which Career is Right for You?

Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.

Read article »