Compliance Analyst Jobs
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Administrator (Hybrid)
- APCU Center Parc Credit Union
- Atlanta, GA
- 6 days ago
- APCU Center Parc Credit Union
- Atlanta, GA
- 6 days ago
Title: Compliance Administrator Grade: 9H - Minimum-point: $49,653 / Mid-Point: $62,067 Position Status - Full-time, Exempt Reports To: ERM Manager Purpose : The primary purpose of this position...
Regulatory Compliance Analyst: Oxford Life Insurance
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 8 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 8 days ago
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp...
Insurance Compliance Coordinator
- 1891 Financial Life
- Schaumburg, IL
- 13 days ago
- 1891 Financial Life
- Schaumburg, IL
- 13 days ago
SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
A client of Innova Solutions is immediately hiring for a Legal and Regulatory Compliance Analyst....
Regulatory Compliance Specialist Position Summary Catalent, Inc. is a leading global contract development and manufacturing organization (CDMO) whose mission is to develop, manufacture, and supply...
Regulatory Affairs Specialist - Cancer & Blood Diseases Institute (Hybrid)
- Cincinnati, OH
- 1 hour ago
- Cincinnati, OH
- 1 hour ago
Regulatory Affairs Specialist - Cancer & Blood Diseases Institute (Hybrid) Cincinnati, Ohio Category Legal & Compliance Job Id JR210412 Job Type Full time Job Description At Cincinnati Children's,...
Wintrust Wealth Management serves the financial needs of private clients, including high net worth individuals, business owners, and institutions. Since our founding in 1931, we have been helping...
Strategic Partnertship Officer / Program Compliance Officer II
- Baltimore, MD
- 4 hours ago
- Baltimore, MD
- 4 hours ago
THIS IS A NON-CIVIL SERVICE POSITION CITY OF BALTIMORE, THE MAYORS OFFICE OF SMALL & MINORITY BUSINESS ADVOCACY & DEVELOPMENT PROGRAM COMPLIANCE OFFICER II STRATEGIC PARTNERSHIP OFFICER Salary...
Chief Fiscal Officer / Program Compliance Officer II-3
- Baltimore, MD
- 4 hours ago
- Baltimore, MD
- 4 hours ago
THIS IS A NON-CIVIL SERVICE POSITION CITY OF BALTIMORE, THE MAYORS OFFICE OF SMALL & MINORITY BUSINESS ADVOCACY & DEVELOPMENT CHIEF FISCAL OFFICER/OPERATIONS OFFICER III Salary Range:...
Remote : Full Time must live in one of 6 states where we operate: CA, AZ, NV, TX, WA, OR. Available for Full-Time Work Schedule 8:00am - 5pm Pacific Time, Monday-Friday. PRINCIPAL RESPONSIBILITIES...
This role has a hybrid mandate of 2x/week in office. After after Sept 15, 2025 that will increase to 3-4x /week in office. This is a Compliance Regulatory Change position within the Compliance...
The firm is seeking a **Technology Risk & Compliance Analyst**, reporting to the Technology Risk & Compliance Manager....
Senior Business Management Specialist - Compliance Operations
- Charlotte, NC
- 6 hours ago
- Charlotte, NC
- 6 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Job Description At Cincinnati Children's, we come to work with one goal: to make children's health better. We believe in a holistic team approach, both in caring for patients and their families,...
Compliance, GBM Public -Marketing Materials Compliance, Associate / Vice President, Dallas
- Dallas, TX
- 7 hours ago
- Dallas, TX
- 7 hours ago
GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance...
Compliance Analyst Online Courses and Training Opportunities
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Salary for Compliance Analyst Jobs Nationwide
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Business Administration
- Accounts Receivable
- Finance
- Information Technology
- Reimbursement
- Risk Management
- Accounting
- Implementation
- Payroll
- Auditing
- Analytical Skills
- Verbal Communication
- Collaboration
- Documentation
- Flexibility
- Reporting
- Policy Development
- Filing
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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