Compliance Analyst Jobs
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Principal Regulatory Affairs Specialist Heart Failure (on-site)
- Pleasanton, CA
- 20 days ago
- Pleasanton, CA
- 20 days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Stroke Compliance Coordinator Registered Nurse RN
- Mechanicsville, VA
- 25 days ago
- Mechanicsville, VA
- 25 days ago
Description Introduction Are you looking for a place to deliver excellent care patients deserve? At Johnston-Willis Hospital we support our colleagues in their positions. Join our Team as a(an)...
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Principal Regulatory Affairs Specialist US New Product Introduction Diabetes Care (on-site)
- Alameda, CA
- 90+ days ago
- Alameda, CA
- 90+ days ago
Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses...
Fixed Income Compliance Associate Experienced Hire
- Philadelphia, PA
- 3 hours ago
- Philadelphia, PA
- 3 hours ago
Overview We are seeking a highly motivated individual to join our team as a Fixed Income Compliance Associate. You will be directly involved in reviewing all aspects of the Firm's fixed income...
DevOps Engineer (Tustin, CA) F/T: Research, dsgn, & dvlp computer & n/work s/ware or specialized utility programs. Analyze user needs & dvlp s/ware solutions, applying principles & techniques of...
Regulatory Affairs Specialist II (Laguna Hills, CA) Assess the acceptability of dvlpmt, quality, preclinical & clinical documentation for submission filing; identify key areas of regulatory risk;...
Third-Party Risk Analyst/ Vendor Risk & Compliance Analyst
- Texas City, TX
- 4 hours ago
- Texas City, TX
- 4 hours ago
We are currently seeking a Third-Party Risk Analyst/ Vendor Risk & Compliance Analyst for our client in the Consulting domain....
Are You Ready to Make It Happen at Mondelez International? Join our Mission to Lead the Future of Snacking. Make It With Pride. You execute the regulatory affairs activities for the North American...
We are seeking an experienced highly organized, detail oriented individual to join the Regulatory Compliance team as a Senior Regulatory Compliance Analyst....
USPI Compliance Associate (Hybrid in Dallas, TX/Remote Considered)
- Dallas, TX
- 7 hours ago
- Dallas, TX
- 7 hours ago
The Compliance Associate will assist USPI, assigned supervisor, and region with execution of key compliance oversight activities. The USPI Compliance Associate will be responsible for the...
Remote WorkTHE OPPORTUNITY: We are seeking a highly motivated and detail-oriented individual to join our team as a Regulatory Affairs Specialist for a 9 month contract. We are seeking an experienced...
Job Description: Responsibilities Review incoming documents from Suppliers (e.g., SOC 2 Type II reports, high level system architecture diagrams, information security policies) Consult with other...
Regulatory Compliance Specialist - Electronic Systems Essential Duties and Job Functions: Assist members of Electronic System Compliance in providing quality and compliance oversight for the...
Job Match: Regulatory Affairs Specialist 1 (Professional Level 3) Job Title: Contingent Regulatory Affairs Specialist Location: Sunnyvale, CA Cost Center: 18000 Regulatory Hiring Manager: Indira...
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs Nationwide
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Employment Law
- Customer Satisfaction
- Translation
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Education Experience
- Certified Fraud Examiner
- Certified Internal Auditor
- OFAC
- 21 CFR 820
- Treasury
- Comprehensive Capital Analysis and Review
- Treasury Management
- BSA
- Balance Sheets
- Securities and Exchange Commission
- Federal Acquisitions Regulations (FAR)
- Internal Control
- Capital Markets
- Fixed Income
- Investment Banking
- Lending
- Client Relationships
- Cost Accounting
- Financial Analysis
- Anti-Money Laundering
- Financial Services
- Management Consulting
- Fraud Investigation
- Acquisitions
- Finance
- Change Management
- Reimbursement
- Accounting
- Strategy Development
- Risk Management
- Analytical Skills
- Implementation
- Decision Making
- Auditing
- Investigation
- Consulting
- Presentation
- Mentoring
- Verbal Communication
- Written Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Policy Development
- Microsoft Excel
- Microsoft Office
- Problem Solving
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »