Compliance Analyst Jobs in Mountain Brook, AL
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Financial Aid Specialist - Compliance
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 10 days ago
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 10 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Alabama, Birmingham 280 West Valley Avenue (Show on map) Jun 04, 2025 Description To...
Corporate Compliance Analyst - Enterprise Flood Compliance
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 14 days ago
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 14 days ago
Job Description: At Regions, the Corporate Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong compliance culture by developing...
Risk Compliance Officer II - Compliance Testing
- Mountain Brook, AL
- 25 days ago
- Mountain Brook, AL
- 25 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 27 days ago
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 27 days ago
Job Description: At Regions, the Compliance Analyst is a second line of defense risk management function that ensures the development and maintenance of a strong compliance culture by developing and...
Risk Compliance Officer II - Compliance Testing
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 27 days ago
- Birmingham, AL (4 miles from Mountain Brook, AL)
- 27 days ago
Location: On site in Memphis, TN, Johnson City, TN, Orlando, FL, Miami Lakes, FL, Asheboro, NC, Knoxville, TN, Longwood, FL, Birmingham, AL Summary The primary responsibility of this position is...
Demographic Data for Mountain Brook, AL
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Salary for Compliance Analyst Jobs in Mountain Brook, AL
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Mountain Brook, AL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Comprehensive Capital Analysis and Review
- Treasury
- BSA
- Treasury Management
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Management Consulting
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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