Compliance Analyst Jobs in Phoenix, AZ
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Compliance Analyst: Oxford Life Insurance
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 4 days ago
- U-Haul - Oxford Life Insurance
- Phoenix, AZ
- 4 days ago
Regulatory Compliance Analyst ( Med Supp ) / Med Supp Compliance Coordinator The Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp...
Alternate Locations:** Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana); Work from Home **Work Arrangement:** Hybrid Preferred : Preferred...
Remote WorkAt American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Tax Compliance Auditor I, II, or III
- Gilbert, AZ (16 miles from Phoenix, AZ)
- 7 days ago
- Gilbert, AZ (16 miles from Phoenix, AZ)
- 7 days ago
We Are Seeking With every job we fill, our focus is on providing best-in-class service to our citizens while offering the opportunity for professional growth in a rewarding and innovative work...
Tax Compliance Auditor I, II, or III
- Gilbert, AZ (19 miles from Phoenix, AZ)
- 9 days ago
- Gilbert, AZ (19 miles from Phoenix, AZ)
- 9 days ago
We Are Seeking With every job we fill, our focus is on providing best-in-class service to our citizens while offering the opportunity for professional growth in a rewarding and innovative work...
Senior Regulatory Affairs Analyst - Hybrid
- Tempe, AZ (9 miles from Phoenix, AZ)
- 9 days ago
- Tempe, AZ (9 miles from Phoenix, AZ)
- 9 days ago
Senior Regulatory Affairs Analyst - Hybrid page is loaded Senior Regulatory Affairs Analyst - Hybrid locations Tempe, AZ - 85281 time type Full time posted on Posted Today job requisition id...
Analyst-Compliance, Global Financial Crimes Compliance - Product Approval
- Phoenix, AZ
- 9 days ago
- Phoenix, AZ
- 9 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Governance, Risk, and Compliance Analyst, Specialist
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 13 days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 13 days ago
What You'll Do Support the development and maintenance of our operational and key control inventories. Design and document control objectives, performance procedures, and testing protocols....
Analyst-Compliance, Global Financial Crimes Compliance, Audit Management
- Phoenix, AZ
- 14 days ago
- Phoenix, AZ
- 14 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
U.S. Anti-Money Laundering Compliance Officer
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 22 days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 22 days ago
Vanguard is seeking a dynamic and experienced leader to join our team as the U.S. AMLCO. This executive role is crucial in safeguarding our organization and clients from financial crimes,...
Analyst, Compliance Investigations
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 28 days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 28 days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Compliance Analyst American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering (AML), Sanctions, and Anti-Corruption compliance...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkLocation: 2721 N Central Ave, Phoenix, Arizona 85036 United States of America he Regulatory Compliance Analyst supports the Compliance, Actuarial, and Finance teams in the administration of Med Supp...
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 90+ days ago
- Scottsdale, AZ (11 miles from Phoenix, AZ)
- 90+ days ago
Chief Compliance Officer StandardAero is seeking an experienced and strategic Chief Compliance Officer (CCO) to lead our compliance function and ensure adherence to all applicable laws,...
Demographic Data for Phoenix, AZ
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Salary for Compliance Analyst Jobs in Phoenix, AZ
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Phoenix, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Gmail
- Mortgage Lending
- Offer Letters
- Annuities
- Commercial Banking
- 21 CFR 820
- Tax Accounting
- Operations Analysis
- Internal Control
- Equities
- Derivatives
- BSA
- Management Reporting
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Financial Services
- Anti-Money Laundering
- Mortgage Processing
- Fraud Investigation
- Fundraising
- Business Administration
- Finance
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Implementation
- Analytical Skills
- Payroll
- Auditing
- Verbal Communication
- Collaboration
- Flexibility
- Reporting
- Documentation
- Filing
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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