Compliance Analyst Jobs in Colorado
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Credit Compliance Officer - Salt Lake City, Phoenix, Las Vegas, Denver
- Denver, CO
- 3 days ago
- Denver, CO
- 3 days ago
Zions Bancorporation is one of the nation's premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets....
Company Description Visa is a world leader in payments and technology, with over 259 billion payments transactions flowing safely between consumers, merchants, financial institutions, and...
At Zimmer Biomet, we believe in pushing the boundaries of innovation and driving our mission forward. As a global medical technology leader for nearly 100 years, a patient's mobility is enhanced...
Regulatory Affairs Specialist - Post Market - req1434** **OVERVIEW** Reporting to the Director Regulatory Affairs, the Regulatory Affairs Specialist is responsible for complaint handling,...
Remote WorkFund Compliance Associate Entry Level (1-3 yrs) Denver Hybrid
- Denver, CO
- 10 days ago
- Denver, CO
- 10 days ago
This role is perfect for early-career professionals with a background in finance or investment management who are eager to support compliance programs for registered funds (mutual funds, ETFs etc.)....
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Colorado, Denver Jun 04, 2025 Description To participate in a remote work arrangement,...
Compliance Associate I - 1st Shift (Monday - Friday; 6:00am
- Fort Collins, CO
- 15 days ago
- Fort Collins, CO
- 15 days ago
Core Hours: Monday - Friday; 6:00am-2:30pmPurpose and ScopeThe QA Compliance Associate I is responsible for providing the QualityAssurance review of manufacturing batch records in support of...
Regulatory/Compliance Associate Volt Workforce Solutions - 3.7 Boulder, CO Job Details Contract $24 - $26 an hour 5 hours ago Benefits AD&D insurance Dental insurance 401(k) Employee assistance...
Where we work Udemy is headquartered in San Francisco with global offices in Australia, India, Ireland, Mexico, Turkiye and two other US locations (Denver and Austin). This is an in-office...
Medicaid Regulatory and Compliance Specialist Aurora, CO Type: Direct-Hire Category: Healthcare Salary: 80,000.00 Reference ID: 10043001 Shortcut: 2fMv4V Job Title: Medicaid Regulatory and...
Whereabouts and Compliance Coordinator
- Colorado Springs, CO
- 90+ days ago
- Colorado Springs, CO
- 90+ days ago
Benefits: 401(k) Dental insurance Health insurance Paid time off Vision insurance The Whereabouts and Compliance Coordinator will work with USADAs legal team to gather information related to...
Demographic Data for Colorado
Moving to Colorado? Find some basic demographic data about Colorado below.
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Salary for Compliance Analyst Jobs in Colorado
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Colorado offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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