Compliance Analyst Jobs in Talleyville, DE
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Regulatory Compliance Analyst
- Philadelphia, PA (22 miles from Talleyville, DE)
- 3 days ago
- Philadelphia, PA (22 miles from Talleyville, DE)
- 3 days ago
Provides legal guidance and counsel related to securities and banking regulatory matters. Staff maintains relationships with regulatory bodies and agencies and has significant expertise in...
Analyst, Compliance & Product Support
- Exton, PA (17 miles from Talleyville, DE)
- 5 days ago
- Exton, PA (17 miles from Talleyville, DE)
- 5 days ago
As an Analyst, you will be a member of the compliance team and will play an integral role in AXA XL's US (Re) Insurance Compliance and Regulatory operations. This team is part of AXA XL's North...
Compliance Consultant, Advertising Review
- Radnor, PA (19 miles from Talleyville, DE)
- 5 days ago
- Radnor, PA (19 miles from Talleyville, DE)
- 5 days ago
Alternate Locations: Radnor, PA (Pennsylvania); Fort Wayne, IN (Indiana); Greensboro, NC (North Carolina); Hartford, CT (Connecticut); Omaha, NE (Nebraska) Work Arrangement: Hybrid Preferred :...
Regulatory Compliance Specialist
- Wilmington, DE (5 miles from Talleyville, DE)
- 6 days ago
- Wilmington, DE (5 miles from Talleyville, DE)
- 6 days ago
Regulatory Compliance Specialist BlueCross BlueShield of South Carolina life insurance, paid time off, tuition assistance, 401(k) United States, Delaware, Wilmington Jun 07, 2025 Summary The...
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Compliance Consultant, Funds Management
- Radnor, PA (19 miles from Talleyville, DE)
- 10 days ago
- Radnor, PA (19 miles from Talleyville, DE)
- 10 days ago
Alternate Locations: Radnor, PA (Pennsylvania); Boston, MA (Massachusetts); Dover, NH (New Hampshire); Fort Wayne, IN (Indiana) Work Arrangement: Hybrid Preferred : Preferred employee will work 3...
Senior Financial Aid Specialist - Compliance
- Wilmington, DE (5 miles from Talleyville, DE)
- 11 days ago
- Wilmington, DE (5 miles from Talleyville, DE)
- 11 days ago
Senior Financial Aid Specialist - Compliance Herzing University paid time off, remote work United States, Delaware, Wilmington Jun 04, 2025 Description To participate in a remote work arrangement,...
Compliance Consultant, Advertising Review - Investments
- Radnor, PA (19 miles from Talleyville, DE)
- 11 days ago
- Radnor, PA (19 miles from Talleyville, DE)
- 11 days ago
funds, in addition to Lincoln's annuity, insurance, and retirement plan products....
Product Stewardship and Regulatory Affairs Specialist. Job in Malvern Gr8Jobs
- Malvern, PA (16 miles from Talleyville, DE)
- 14 days ago
- Malvern, PA (16 miles from Talleyville, DE)
- 14 days ago
Are you ready to make a significant impact in a fast-paced and dynamic industry? Join a leading company at the forefront of innovation as a Product Stewardship and Regulatory Affairs Specialist....
Compliance Consultant, Advertising Review - Private Market Funds
- Radnor, PA (19 miles from Talleyville, DE)
- 14 days ago
- Radnor, PA (19 miles from Talleyville, DE)
- 14 days ago
funds, in addition to Lincolns annuity, insurance, and retirement plan products....
Senior Regulatory Affairs Specialist (Office of Clinical Research)
- Philadelphia, PA (22 miles from Talleyville, DE)
- 23 days ago
- Philadelphia, PA (22 miles from Talleyville, DE)
- 23 days ago
Senior Regulatory Affairs Specialist (Office of Clinical Research) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a world-renowned leader in...
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible)
- Philadelphia, PA (22 miles from Talleyville, DE)
- 23 days ago
- Philadelphia, PA (22 miles from Talleyville, DE)
- 23 days ago
NCI/NCTN Regulatory Affairs Specialist Senior (Abramson Cancer Center) (Remote Eligible) University Overview The University of Pennsylvania, the largest private employer in Philadelphia, is a...
Remote WorkTechnical Business Analyst Compliance Technology Experienced Hire
- Philadelphia, PA (22 miles from Talleyville, DE)
- 24 days ago
- Philadelphia, PA (22 miles from Talleyville, DE)
- 24 days ago
Overview Susquehanna International Group is seeking an experienced Technical Business Analyst to join our compliance technology team in the Philadelphia office. The compliance technology team...
Regulatory Compliance Specialist
- King of Prussia, PA (21 miles from Talleyville, DE)
- 25 days ago
- King of Prussia, PA (21 miles from Talleyville, DE)
- 25 days ago
Company Description Clean Earth is a leading provider of environmental services in the United States providing remediation, disposal, recycling, and beneficial reuse solutions for hazardous and...
Sr.Technology Risk and Compliance Associate
- Crum Lynne, PA (11 miles from Talleyville, DE)
- 26 days ago
- Crum Lynne, PA (11 miles from Talleyville, DE)
- 26 days ago
TransUnion's Job Applicant Privacy Notice Personal Information We Collect Your Privacy Choices What We'll Bring: At TransUnion, we strive to build an environment where our associates are in the...
- Newtown Square, PA (13 miles from Talleyville, DE)
- 27 days ago
- Newtown Square, PA (13 miles from Talleyville, DE)
- 27 days ago
Compliance Associate Our client is seeking a Senior Compliance Associate to play a crucial role in ensuring adherence to all relevant private fund regulations. This position provides the...
Demographic Data for Talleyville, DE
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Salary for Compliance Analyst Jobs in Talleyville, DE
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Talleyville, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Retail
- Retail Banking
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Mortgage Lending
- Private Banking
- 21 CFR 820
- Mutual Funds
- BSA
- Equities
- Derivatives
- Internal Control
- Wealth Management
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Mortgage Processing
- Anti-Money Laundering
- Business Administration
- Finance
- Accounts Receivable
- Information Technology
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Analytical Skills
- Implementation
- Payroll
- Auditing
- Investigation
- Verbal Communication
- Collaboration
- Documentation
- Reporting
- Bachelor's Degree
- Filing
- Regulations
- Policy Development
- Microsoft Office
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Leadership
- Communication Skills
Other Career Titles
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