Compliance Analyst Jobs in Lawrenceville, GA
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Securities Compliance Officer or Compliance Attorney
- Duluth, GA (9 miles from Lawrenceville, GA)
- 6 hours ago
- Duluth, GA (9 miles from Lawrenceville, GA)
- 6 hours ago
Analysts....
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 6 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 6 days ago
Job Summary Under general supervision, the Regulatory Specialist is responsible for planning and executing global regulatory activities necessary to obtain and maintain global regulatory...
Regulatory Compliance Analyst/Insurance/Health Care/Hybrid/Alpharetta, GA
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 16 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 16 days ago
Exciting new contract Regulatory Compliance Analyst opportunity with a leading firm!...
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 17 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 17 days ago
Title: Regulatory Compliance Analyst Location: Alpharetta, GA (onsite) Contract: 6+ Month (with possibility to extension) Job Description: The Regulatory Compliance Analyst is responsible for researching...
Sr Regulatory Compliance Specialist
- Tucker, GA (14 miles from Lawrenceville, GA)
- 17 days ago
- Tucker, GA (14 miles from Lawrenceville, GA)
- 17 days ago
Rise Baking Company was founded by bakery experts passionate about providing our customers with high quality products and providing a positive, collaborative place to work for our people. We are a...
Apply Description Position Summary Support the Compliance Engineer's efforts to achieve and sustain compliance (product and processes) with various regulations (local, federal, and global) and...
Fuel Tax Compliance Associate II -- Hybrid; Miami / Alpharetta
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 23 days ago
- Alpharetta, GA (21 miles from Lawrenceville, GA)
- 23 days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking here ( ). Job Description : SUMMARY The Fuel Tax Compliance Associate II is responsible for supporting the Fuel Tax Services...
Demographic Data for Lawrenceville, GA
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Salary for Compliance Analyst Jobs in Lawrenceville, GA
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Lawrenceville, GA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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