Compliance Analyst Jobs in Downers Grove, IL
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Compliance Associate, Asset Management
- Invenergyllc
- Chicago, IL (20 miles from Downers Grove, IL)
- 5 days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 5 days ago
Invenergy is North Americas largest privately held developer, owner, and operator of power infrastructure. With 25 years of trusted execution, we deliver reliable, affordable energy through a...
In PersonComplaint Resolution Specialist - Compliance
- Wintrust
- Rosemont, IL (14 miles from Downers Grove, IL)
- 12 days ago
- Rosemont, IL (14 miles from Downers Grove, IL)
- 12 days ago
Wintrust provides community and commercial banking, specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated...
In Person- Corient Services LLC
- Chicago, IL (20 miles from Downers Grove, IL)
- 12 days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 12 days ago
Join a team that values your ambition and empowers your growth At Corient, we help high- and ultra-high-net-worth individuals and families to enjoy a full life, while enabling them to preserve...
In Person- HR Assistant
- Chicago, IL (20 miles from Downers Grove, IL)
- 13 days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 13 days ago
Sr. Compliance Examiner Federated Hermes Career Opportunity #9627 We have an exciting opportunity for a Sr. Compliance Examiner in the Compliance Department in Chicago, IL! What Youll Do The Sr....
In PersonDirector of Operations and U.S. Compliance Officer
- Maven Securities US Limited
- Chicago, IL (20 miles from Downers Grove, IL)
- 23 days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 23 days ago
at Maven Securities US Limited in Chicago, Illinois, United States Job Description Improve and maintain the coverage and capability of the US Compliance function. Design, maintain, and implement a...
In Person- GCM Grosvenor Inc
- Chicago, IL (20 miles from Downers Grove, IL)
- 28 days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 28 days ago
SUMMARY As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor. As an onsite/hybrid employee, you...
In Person- Robinhood
- Chicago, IL (20 miles from Downers Grove, IL)
- 29 days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 29 days ago
Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The...
In Person- Enova
- Chicago, IL (20 miles from Downers Grove, IL)
- 29 days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 29 days ago
We are interested in every qualified candidate who is eligible to work in the United States. However, we are not able to sponsor visas or take over sponsorship at this time. About the Role: As a...
Hybrid- Group One Trading
- Chicago, IL (20 miles from Downers Grove, IL)
- 30+ days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 30+ days ago
Location: Chicago, IL Salary Range: $75,000 - $90,000 Group One Trading is seeking a Compliance Associate to support the day-to-day operations of the Compliance Department, with a focus on trade...
In Person- BMO Financial Group
- Chicago, IL (20 miles from Downers Grove, IL)
- 30+ days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 30+ days ago
This role has a hybrid mandate: 3-4x /week in office This is a Compliance Regulatory Change position within the Compliance Program Management team that is responsible for partnering with Legal,...
In Person- Inland Real Estate
- Oak Brook, IL (5 miles from Downers Grove, IL)
- 45+ days ago
- Oak Brook, IL (5 miles from Downers Grove, IL)
- 45+ days ago
The Head of Compliance is responsible for designing, implementing, and overseeing the firm's enterprise-wide compliance program for its real estate securities platform. This includes, but is not...
In PersonSVP, Chief Compliance Officer of the Futures Division
- Wedbush Morgan Securities
- Chicago, IL (20 miles from Downers Grove, IL)
- 60+ days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 60+ days ago
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and...
In PersonInvestment Compliance Associate Manager (Hybrid - Chicago, IL)
- Allstate
- Chicago, IL (20 miles from Downers Grove, IL)
- 60+ days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 60+ days ago
At Allstate, great things happen when our people work together to protect families and their belongings from lifes uncertainties. And for more than 90 years, our innovative drive has kept us a...
Hybrid- Invesco Trimark
- Downers Grove, IL
- 60+ days ago
- Downers Grove, IL
- 60+ days ago
About Invesco As one of the worlds leading independent global investment firms, Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our...
HybridSenior IT Risk and Compliance Analyst
- Morningstar
- Chicago, IL (20 miles from Downers Grove, IL)
- 60+ days ago
- Chicago, IL (20 miles from Downers Grove, IL)
- 60+ days ago
The Group: The Information Security department is responsible for setting enterprise security policies and standards that are designed to protect the confidentiality, integrity and availability of...
HybridDemographic Data for Downers Grove, IL
Moving to Downers Grove, IL? Find some basic demographic data about Downers Grove, IL below.
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Salary for Compliance Analyst Jobs in Downers Grove, IL
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Downers Grove, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- OFAC
- 21 CFR 820
- Tila Respa Integrated Disclosures
- Equities
- Management Reporting
- Securities and Exchange Commission
- BSA
- Derivatives
- Know Your Customer
- Audit Support
- Retirement Planning
- Fixed Income
- Internal Control
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Finance
- Accounting
- Reimbursement
- Analytical Skills
- Risk Management
- Strategy Development
- Auditing
- Written Communication
- Investigation
- Documentation
- Interpersonal Skills
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Filing
- Collaboration
- Education Experience
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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