Compliance Analyst Jobs in Springfield, IL
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Campaign Finance Compliance Associate - F9026JD8-PT_11-4658
- Springfield, IL
- 4 days ago
- Springfield, IL
- 4 days ago
at Beacon Hill Solutions Group, LLC in Springfield, Illinois, United States Job Description Beacon Hill was founded to set a new standard in search, career placement and flexible staffing. Key Job...
Chief Compliance Officer (SPSA Opt. 1)
- Grandview, IL (2 miles from Springfield, IL)
- 12 days ago
- Grandview, IL (2 miles from Springfield, IL)
- 12 days ago
Job Requisition ID: 48762 Posting Date: 07/25/2025Closing Date: 08/08/2025Agency: Department of Innovation and TechnologyClass Title: SENIOR PUBLIC SERVICE ADMINISTR - 40070 Skill Option: General...
Demographic Data for Springfield, IL
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Salary for Compliance Analyst Jobs in Springfield, IL
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Springfield, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- OFAC
- Private Banking
- 21 CFR 820
- Equity Research
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Written Communication
- Documentation
- Verbal Communication
- Mentoring
- Investigation
- Reporting
- Collaboration
- Interpersonal Skills
- Flexibility
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
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