Compliance Analyst Jobs in Newport, KY
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Regulatory Affairs Specialist II, Dangerous Goods Transportation
- Florence, KY (9 miles from Newport, KY)
- 2 days ago
- Florence, KY (9 miles from Newport, KY)
- 2 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Office Job Description Overview: The Regulatory Affairs Specialist II is responsible for ensuring compliance with hazardous material...
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION: Leads in...
Compliance Auditor - Securities Entities
- Cincinnati, OH (6 miles from Newport, KY)
- 30+ days ago
- Cincinnati, OH (6 miles from Newport, KY)
- 30+ days ago
Overview Assists in the management of the day-to-day compliance functions for the for the Securities Entities of Western & Southern Financial Group (W&SFG. Under limited direction of the Chief...
Chief Legal & Compliance Officer
- Cincinnati, OH (6 miles from Newport, KY)
- 90+ days ago
- Cincinnati, OH (6 miles from Newport, KY)
- 90+ days ago
The CLCO will also ensure corporate ethics and compliance through the development and oversight of a corporate compliance program....
Demographic Data for Newport, KY
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Salary for Compliance Analyst Jobs in Newport, KY
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Newport, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Asset Management
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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