Compliance Analyst Jobs in Columbia, MD
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Senior Third-Party Risk & Compliance Analyst, Supplier Governanc
- Arlington, VA (24 miles from Columbia, MD)
- 3 days ago
- Arlington, VA (24 miles from Columbia, MD)
- 3 days ago
Senior Third-Party Risk & Compliance Analyst, Supplier Governanc Amazon Today Top Secret Unspecified Unspecified Arlington, VA (ON-SITE/OFFICE) DESCRIPTION AWS Infrastructure Services owns the design...
Government Funding Compliance Consultant - Manager
- Washington, DC (22 miles from Columbia, MD)
- 5 days ago
- Washington, DC (22 miles from Columbia, MD)
- 5 days ago
Industry/Sector Not Applicable Specialism Fraud, Investigations & Regulatory Enforcement (FIRE) Management Level Manager Job Description & Summary A career in our Cybersecurity, Privacy and...
Senior Third-Party Risk & Compliance Analyst, Supplier Governance
- Arlington, VA (24 miles from Columbia, MD)
- 7 days ago
- Arlington, VA (24 miles from Columbia, MD)
- 7 days ago
AWS Infrastructure Services owns the design, planning, delivery, and operation of all AWS global infrastructure. In other words, were the people who keep the cloud running. We support all AWS data...
Principal Regulatory Affairs Specialist, Pharmaceutical Products (Hybrid)
- Annapolis, MD (23 miles from Columbia, MD)
- 15 days ago
- Annapolis, MD (23 miles from Columbia, MD)
- 15 days ago
We are currently seeking a **Principal Regulatory Affairs Specialist,** ( **Pharmaceutical Products** ) to join our **Medical** Division. This is a Hybrid role based in Cary, Illinois. **Who we...
- Washington, DC (22 miles from Columbia, MD)
- 19 days ago
- Washington, DC (22 miles from Columbia, MD)
- 19 days ago
Risk and Compliance Officer (UK) Location: Richmond (UK) RLDatix is on a mission to transform care delivery worldwide, ensuring every patient receives the safest, highest-quality care. Through our...
- Washington, DC (22 miles from Columbia, MD)
- 19 days ago
- Washington, DC (22 miles from Columbia, MD)
- 19 days ago
We are hiring for a Regulatory Compliance Analyst to join our team....
Analyst, Compliance (Remote Consideration)
- Washington, DC (22 miles from Columbia, MD)
- 19 days ago
- Washington, DC (22 miles from Columbia, MD)
- 19 days ago
**Requisition #:** 74445 **The Role at a Glance** As a Compliance Analyst, you will conduct in-person and remote inspections of broker-dealer offices to examine the procedures and activities of the...
Remote Work- Arlington, VA (24 miles from Columbia, MD)
- 20 days ago
- Arlington, VA (24 miles from Columbia, MD)
- 20 days ago
Background Information: Innovative Defense Technologies (IDT), provider of automated software testing, data analysis, and cybersecurity solutions for complex, mission-critical systems in the US...
Safety Compliance Officer (Administrative Analyst II) - County Administration, Risk Management
- Columbia, MD
- 21 days ago
- Columbia, MD
- 21 days ago
Howard County: Conveniently located in the heart of central Maryland between Baltimore and Washington, Howard County offers the charm of a historic past mixed with the excitement of a cosmopolitan...
- McLean, VA (23 miles from Columbia, MD)
- 22 days ago
- McLean, VA (23 miles from Columbia, MD)
- 22 days ago
POSITION SUMMARY The CCO is responsible for overseeing and administering the firm’s compliance program, ensuring adherence to SEC, FINRA, and other regulatory requirements. This role ensures...
Chief Compliance Officer - Wealth Management
- McLean, VA (23 miles from Columbia, MD)
- 26 days ago
- McLean, VA (23 miles from Columbia, MD)
- 26 days ago
Our client is a top Wealth Management Firm that provides comprehensive financial planning, retirement and tax planning, estate planning, risk management, and investment management services....
- Washington, DC (22 miles from Columbia, MD)
- 28 days ago
- Washington, DC (22 miles from Columbia, MD)
- 28 days ago
We've made a lot of progress since opening the doors in 1942, but one thing has never changed - our commitment to serve, heal, lead, educate, and innovate. We believe that every award earned,...
Remote WorkSenior Risk & Compliance Analyst
- Annapolis, MD (23 miles from Columbia, MD)
- 29 days ago
- Annapolis, MD (23 miles from Columbia, MD)
- 29 days ago
Company : Highmark Health Job Description : JOB SUMMARY *This is a Hybrid role and will require you to be onsite at either our Pittsburgh, PA location, Camp Hill, PA location or Buffalo, NY...
Senior Compliance Examiner (Hybrid 3 Days in Office - VA)
- McLean, VA (23 miles from Columbia, MD)
- 45+ days ago
- McLean, VA (23 miles from Columbia, MD)
- 45+ days ago
At Freddie Mac, you will do important work to build a better housing finance system and youll be part of a team helping to make homeownership and rental housing more accessible and affordable...
Compliance Officer (AGENCY GRANTS SPECIALIST II)
- Annapolis, MD (23 miles from Columbia, MD)
- 45+ days ago
- Annapolis, MD (23 miles from Columbia, MD)
- 45+ days ago
Compliance Officer AGENCY GRANTS SPECIALIST II Recruitment #2... DEPARTMENTDepartment of Service and Civic Innovation - A DATE OPENED3/6/2025 06:40:00 AM FILING DEADLINE3/21/2025 11:59:00 PM...
Demographic Data for Columbia, MD
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Salary for Compliance Analyst Jobs in Columbia, MD
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Columbia, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- ISO Certified
- Medical Device Sales
- FDA Regulations
- ISO 13485
- Internal Audits
- 21 CFR 820
- Mutual Funds
- Management Reporting
- Equities
- Derivatives
- BSA
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Employee Benefits
- Investment Banking
- Anti-Money Laundering
- Financial Services
- Revenue Cycle
- Business Processes
- Fraud Investigation
- Medicaid
- Medicare
- Resolution
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Process Improvement
- Implementation
- Verbal Communication
- Written Communication
- Investigation
- Auditing
- Collaboration
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Filing
- Microsoft PowerPoint
- Regulations
- Policy Development
- Sales
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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