Compliance Analyst Jobs in New Jersey
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Reporting Relationships As our Financial Compliance Analyst, you will report to the Head of Compliance Shared Services....
- Princeton, NJ
- 9 days ago
- Princeton, NJ
- 9 days ago
Associate, Regulatory Engagement & Development and Broker-Dealer Compliance BlackRock 3.4 ( ) Princeton, NJ Why you should apply for a job to BlackRock : 67% say the CEO supports gender diversity...
Senior Business Management Specialist - Compliance Operations
- Mount Laurel, NJ
- 10 days ago
- Mount Laurel, NJ
- 10 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Description: The Regulatory Affairs Specialist assists in the preparation, review and submission of high quality, regulatory submissions such to the Food and Drug Administration (FDA) and other...
Company: Kelly Services Location: Bridgewater, NJ Career Level: Associate Industries: Recruitment Agency, Staffing, Job Board Description Regulatory Specialist - Ad Promo (medical device) Kelly...
Remote WorkSymrise is a global supplier of fragrances and flavors, cosmetic active ingredients as well as functional ingredients. Its customers include perfume, cosmetics, food and beverage manufacturers,...
What is the Opportunity? We're looking for a highly motivated and experienced Associate Director, Intercompany Compliance to oversee and administer Horizontal Prudential Compliance programs at a...
Job Description What is the Opportunity? We're looking for a highly motivated and experienced Associate Director, Intercompany Compliance to oversee and administer Horizontal Prudential Compliance...
Senior Compliance Associate, Policies & Procedures
- Jersey City, NJ
- 22 days ago
- Jersey City, NJ
- 22 days ago
The Role The Senior Compliance Associate, Policies and Procedures, will play a critical role in working closely with business counterparts to develop and maintain compliance policies and...
Hi, we're Nuts.com! Nuts.com is a self-funded, profitable, rapidly growing multi-channel DTC specialty food and wellness company with over 550 people on our team. We're changing the landscape of...
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ
- 25 days ago
- Jersey City, NJ
- 25 days ago
The AML Compliance Group is responsible for the coordination of the Firm's AML Program and is the Firm's primary contact for regulatory agencies and Firm employees regarding issues related to the...
Ashland Inc. Are you the kind of person that is always thinking, sketching, seeking, and adjusting? Who needs to understand how things work and then figure out how they can work better? Are you a...
Vice President - Senior Swap Dealer Compliance Officer
- Jersey City, NJ
- 28 days ago
- Jersey City, NJ
- 28 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
Summary Staff Regulatory Affairs Specialist Franklin Lakes NJ BD Specimen Management (SM) offers a comprehensive range of solutions spanning the entire specimen management continuum and...
International Regulatory Compliance Specialist
- Mount Laurel, NJ
- 30+ days ago
- Mount Laurel, NJ
- 30+ days ago
One of our food & beverage manufacturing clients is seeking an International Regulatory Compliance Specialist to join their team on site in Mount Laurel, NJ. This individual is going to be helping...
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Salary for Compliance Analyst Jobs in New Jersey
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in New Jersey offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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