Compliance Analyst Jobs in Wisconsin
A Compliance Analyst in the finance industry plays a crucial role in ensuring that the operations and business transactions follow all relevant legal, regulatory, and internal rules. They are responsible for reviewing and setting standards for operational procedures, drafting and implementing company policies, and conducting periodic audits to ensure compliance. These professionals also provide guidance on compliance matters and act as the point of contact for regulatory bodies. They help prevent business disruptions, financial loss, and potential damage to an organization's reputation caused by non-compliance.
Compliance Analysts should possess strong analytical, problem-solving, and communication skills. They should also have a thorough understanding of compliance standards and regulations, and a keen eye for detail. A Bachelor's degree in finance, business, or a related field is usually required, and a Master's degree can be beneficial. Additionally, certification like the Certified Regulatory Compliance Manager (CRCM) can boost their credibility. Before becoming a Compliance Analyst, a person may have roles such as a Compliance Assistant, Risk Management Specialist, or a Financial Analyst. These roles provide the necessary experience in understanding financial regulations and the operational aspects of the finance industry.
Application Deadline: 09/04/2025 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance Our Commercial Banking, Corporate Compliance team is looking for a Compliance Officer....
Application Deadline: 08/27/2025 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance This role provides regulatory compliance support for BMO's Personal Lending group, which...
Governance, Risk & Compliance Analyst- Hybrid Work Model
- Madison, WI
- 9 days ago
- Madison, WI
- 9 days ago
This position can be filled as a Governance, Risk & Compliance Analyst or a Senior Governance, Risk & Compliance Analyst based on the qualifications and experience of the selected candidate....
Governance, Risk & Compliance Analyst- Hybrid Work Model
- Stevens Point, WI
- 10 days ago
- Stevens Point, WI
- 10 days ago
This position can be filled as a Governance, Risk & Compliance Analyst or a Senior Governance, Risk & Compliance Analyst based on the qualifications and experience of the selected candidate....
Lead Regulatory Affairs Specialist- Global CMC Submissions
- Waunakee, WI
- 12 days ago
- Waunakee, WI
- 12 days ago
Job Details Job Location : Scientific Protein Laboratories - Waunakee, WI Salary Range : Undisclosed Description JOB SUMMARY Join our team at Scientific Protein Laboratories (SPL), a world leader...
Job Details Job Location : Scientific Protein Laboratories - Waunakee, WI Salary Range : Undisclosed Description JOB SUMMARY Join our team at Scientific Protein Laboratories (SPL), a world leader...
Finance, Legal & Property Retail Risk and Compliance Associate Stoughton, Massachusetts, United States Risk & Compliance Full time Job Description Job ID: 301915 Date posted: 30/07/2025 What...
Your career at Deutsche Borse Group\n\n Your area of work: Clearstream is the innovative and trusted post-trade business for the global markets. Its segment Clearstream Fund Services delivers...
Senior Compliance Officer - Securitized Products
- Milwaukee, WI
- 30+ days ago
- Milwaukee, WI
- 30+ days ago
Bloomberg terminal skills....
Compliance Officer for Financial Services Industry
- Wauwatosa, WI
- 30+ days ago
- Wauwatosa, WI
- 30+ days ago
WestPoint Financial Group, a full-service financial services firm, is looking for a highly detailed professional to join our compliance team. This position plays an integral role on a team of...
Job Description: WE CREATE EMPOWERED LEADERS! At Milwaukee Tool, we believe our people and culture are the keys to our success. We are committed to empowering employees with the resources and...
We are seeking an experienced highly organized, detail oriented individual to join the Regulatory Compliance team as a Senior Regulatory Compliance Analyst....
Demographic Data for Wisconsin
Moving to Wisconsin? Find some basic demographic data about Wisconsin below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
Users interested in this job title also searched for the following job title
Salary for Compliance Analyst Jobs in Wisconsin
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Wisconsin offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Engineering
- ISO Certified
- Product Development
- Medical Device Sales
- FDA Regulations
- ISO 13485
- ICH Guidelines
- Private Banking
- 21 CFR 820
- Equity Research
- Alternative Investments
- Mutual Funds
- Equities
- Derivatives
- Internal Control
- BSA
- Fixed Income
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Investment Management
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Mortgage Processing
- Due Diligence
- Finance
- Reimbursement
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Filing
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Analyst Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Impress Employers with These Finance Certifications
For professionals in the financial services industry, certifications can mean the difference between thriving or just surviving. Find out which certification would be best for you.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »