Compliance Manager Jobs in Tempe, AZ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager, Payment Solutions
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 6 hours ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 6 hours ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Manager - Compliance; Fair Lending
- Phoenix, AZ (9 miles from Tempe, AZ)
- 4 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 4 days ago
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Manager-Compliance, Global Financial Crimes Compliance, Audit Management
- Phoenix, AZ (9 miles from Tempe, AZ)
- 10 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 10 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Plan Sponsor Compliance Manager
- Phoenix, AZ (9 miles from Tempe, AZ)
- 19 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 19 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote Work- Phoenix, AZ (9 miles from Tempe, AZ)
- 24 days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 24 days ago
Job Title: Compliance Manager Location: OH - Columbus What you'll do: As a Compliance Manager you'll support compliance management with regulatory strategies and execution of the Compliance Management...
- Phoenix, AZ (9 miles from Tempe, AZ)
- 30+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 30+ days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
Trade Compliance Manager (Export-ITAR)
- Phoenix, AZ (9 miles from Tempe, AZ)
- 30+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 30+ days ago
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, Arizona, Phoenix 5161 West Polk Street (Show on map) Jun 03, 2025 Trade Compliance Manager (...
- Phoenix, AZ (9 miles from Tempe, AZ)
- 30+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 30+ days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 45+ days ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 45+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 60+ days ago
Company Overview: Upward Health is an in-home, multidisciplinary medical group providing 24/7 whole-person care. Our clinical team treats physical, behavioral, and social health needs when and...
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 60+ days ago
- Scottsdale, AZ (7 miles from Tempe, AZ)
- 60+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
Model Risk Manager - Compliance and Fraud, Vice President
- Tempe, AZ
- 90+ days ago
- Tempe, AZ
- 90+ days ago
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the worlds leading financial groups. Across the globe, were...
- Phoenix, AZ (9 miles from Tempe, AZ)
- 90+ days ago
- Phoenix, AZ (9 miles from Tempe, AZ)
- 90+ days ago
Trade Compliance Manager - Western Region! Are you a seasoned professional with a passion for international trade compliance?...
Demographic Data for Tempe, AZ
Moving to Tempe, AZ? Find some basic demographic data about Tempe, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tempe, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tempe, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Equities
- Consumer Lending
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Analytical Skills
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Education Experience
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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