Compliance Manager Jobs in California
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Information Technology Compliance Manager Oakland, CA Full Time Posted by: Finezi Inc....
Job Summary: The Senior Supply Chain Compliance Manager is responsible for ensuring adherence to procurement, contractual, company and regulatory standards across all supplier activities, facilitating...
Strong communication, project management and leadership skills required to maintain and improve the SOX Program for all Facilities within the Division. Communication with sites, Division...
Neurodegenerative diseases are one of the largest medical challenges of our time. Denali Therapeutics is a biotechnology company dedicated to developing breakthrough therapies for...
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
Championing Integrity, Driving Excellence Lead the City of Moreno Valleys Compliance to New Heights as our next Deputy Compliance Director! This recruitment will be filling one (1) vacancy for the...
Randstad is looking for a Compliance Professional that will be able to apply their knowledge combined with customer serivce skills in order to ensure legal documents are collected and recorded....
Freelancer Limited, an ASX-listed global technology company, is the parent company of Freelancerathe world's largest freelancing and crowdsourcing marketplaceaand Escrow.com, a leader in secure...
The SEC Reporting and SOX Compliance Manager will be responsible for managing the company's SEC reporting and SOX compliance functions....
If yes, consider joining Baker Tilly (BT) as a Regulatory Compliance Manager!...
Remote WorkJob Details Job Location: Torrance CA - Torrance, CA Salary Range: $130000.00 - $160000.00 Salary Job Category: Compliance Description EP Wealth Advisors (EPWA) is a wealth management advisory...
Compliance Manager, Affordable Housing (Fresno Regional Office)
- Fresno, CA
- 23 days ago
- Fresno, CA
- 23 days ago
WinnCompanies is looking for a Compliance Manager to join our team at our Fresno Regional Office....
ABOUT THE ROLE The IRA Compliance Manager will be responsible for ensuring adherence to the specific regulatory requirements and provisions set forth by the Inflation Reduction Act and maintaining accurate...
Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (Third...
Demographic Data for California
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Salary for Compliance Manager Jobs in California
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- Freddie Mac
- OFAC
- Private Banking
- BSA
- Commercial Lending
- Internal Control
- Securities and Exchange Commission
- Capital Markets
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Resolution
- Finance
- Masters In Education
- Accounting
- Microsoft Power BI
- Data Analytics
- Reimbursement
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Multitasking
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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