Compliance Manager Jobs in California
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Ant Star Ant International-Compliance Manager-US LCAP Integration - Legal affairs Basic information Location: Sunnyvale Working years: More than 8 years Department: Ant Group Education background: Undergraduate...
The Tax and Trade Compliance Manager functions as the U.S. corporate international trade compliance lead in support of BI USA trade compliance efforts and provides strategic and tactical guidance, direction...
Applies principles and practices of budget development and administration, including various budgeting methodologies, to support effective financial planning, monitoring, and reporting....
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
Bank Partnership Compliance Manager Los Angeles, CA | On-site We are searching for a Bank Partnership Compliance Manager to manage compliance as it relates to our bank partnerships, including installment...
Senior Technical Risk and Compliance Manager
- San Francisco, CA
- 7 days ago
- San Francisco, CA
- 7 days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
PERFORMANCE MANAGEMENT & COMPLIANCE SUPERVISOR - Power Enterprise - SFPUC (1825) (155412)
- San Francisco, CA
- 14 days ago
- San Francisco, CA
- 14 days ago
Application Opening: 6/23/2025 Application Filing Deadline: 7/14/2025 Recruitment ID: RTF...7651 APPOINTMENT TYPE: Temporary Exempt: This position is excluded by the Charter from the competitive...
and Duties All applicants will be considered, however SROA/Surplus candidates will be given priority. Are you interested in making life better for Californians? Are you looking for a career and...
Financial Aid Manager, Compliance & Training
- San Francisco, CA
- 18 days ago
- San Francisco, CA
- 18 days ago
Job Title: Financial Aid Manager, Compliance & Training Job Summary: Position Summary: The Financial Aid Manager of Compliance and Training reports to the Director of Financial aid and has a...
Compliance Manager Compliance Manager Mission Street 415, 94105 San Francisco, Etats-Unis Company description About Sia Sia is a next-generation, global management consulting group....
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote WorkStaff Product Compliance Manager - Fintech/Payments Compliance
- Mountain View, CA
- 21 days ago
- Mountain View, CA
- 21 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
We are seeking a talented Sales Compliance Manager to join our team....
Demographic Data for California
Moving to California? Find some basic demographic data about California below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in California
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Equities
- Consumer Lending
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Analytical Skills
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Education Experience
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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