Compliance Manager Jobs in California
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
AIRPORT RISK AND COMPLIANCE MANAGER (0933)_SFO_(Eligible list #158727)
- San Francisco, CA
- 1 day ago
- San Francisco, CA
- 1 day ago
The Risk and Compliance Manager will also be responsible for grant compliance....
Certifications such as NAFCU Certified Compliance Officer (NCCO), Credit Union Compliance Expert (CUCE), Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager (CRCM), Certified...
Company Description Achieve is a leading digital personal finance company. We help everyday people move from struggling to thriving by providing innovative, personalized financial solutions. By...
Remote WorkAn employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
Applies principles and practices of budget development and administration, including various budgeting methodologies, to support effective financial planning, monitoring, and reporting....
Manager, Financial Compliance Audit, $10,000 SIGN ON BONUS
- Los Angeles, CA
- 13 days ago
- Los Angeles, CA
- 13 days ago
Salary Range: $117,509.00 (Min.) - $152,762.00 (Mid.) - $188,015.00 (Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide...
Compliance Manager, Regulatory Change Management
- San Francisco, CA
- 14 days ago
- San Francisco, CA
- 14 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Los Angeles, CA
- 14 days ago
- Los Angeles, CA
- 14 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Compliance Manager - Enterprise Marketing (AZ, CA, CO, NV, TX, UT)
- Irvine, CA
- 14 days ago
- Irvine, CA
- 14 days ago
We're seeking a Compliance Manager to join our enterprise marketing team, leading efforts in Marketing Governance to ensure regulatory excellence and strategic alignment....
Senior Technical Risk and Compliance Manager Senior Technical Risk and Compliance Manager
- San Francisco, CA
- 15 days ago
- San Francisco, CA
- 15 days ago
Senior Technical Risk and Compliance Manager Atlassian 3.5 ( ) San Francisco, CA (Remote) Why you should apply for a job to Atlassian : 75% would recommend this company to other women 57% say the CEO...
Remote WorkThe Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (...
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Championing Integrity, Driving Excellence Lead the City of Moreno Valleys Compliance to New Heights as our next Deputy Compliance Director! This recruitment will be filling one (1) vacancy for the...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA
- 29 days ago
- Foothill Ranch, CA
- 29 days ago
Certified Regulatory Compliance Manager (CRCM) or equivalent compliance certification preferred....
Senior Technical Risk and Compliance Manager
- Mountain View, CA
- 30+ days ago
- Mountain View, CA
- 30+ days ago
Overview Working at Atlassian Atlassians can choose where they work whether in an office, from home, or a combination of the two. That way, Atlassians have more control over supporting their...
Demographic Data for California
Moving to California? Find some basic demographic data about California below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in California
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Federal Housing Administration
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Technical Accounting
- Internal Control
- Equities
- Derivatives
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- International Business
- Anti-Money Laundering
- Grant Management
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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