Compliance Manager Jobs in California
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
We are seeking a talented Sales Compliance Manager to join our team....
Staff Product Compliance Manager - Fintech/Payments Compliance Lead
- San Diego, CA
- 14 hours ago
- San Diego, CA
- 14 hours ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Who We Are At Corebridge Financial, we believe action is everything. That's why every day we partner with financial professionals and institutions to make it possible for more people to take...
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
Staff Product Compliance Manager - Fintech/Payments Compliance Lead
- Mountain View, CA
- 3 days ago
- Mountain View, CA
- 3 days ago
We are seeking a Staff Product Compliance Manager to guide the company as it grows its payments business and capabilities, with a strong focus on supporting our merchant business and ensuring adherence...
Job Summary Summary Posted: Jun 09, 2025 Weekly Hours: 40 Role Number: 200607753 Services and Infrastructure Finance is looking for an experienced project manager to support internal audit...
Technical Program Manager - Compliance Description We exist to wow our customers. We know we're doing the right thing when we hear our customers say, How did I ever live without Coupang? Born out...
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
Trade Compliance Manager (Export-ITAR) Chromalloy Gas Turbine, LLC $137,000.00-$171,000.00 United States, California, San Diego 7007 Consolidated Way (Show on map) Jun 03, 2025 Trade Compliance Manager...
Senior Associate, Agency Standards (Compliance) Manager
- Glendale, CA
- 9 days ago
- Glendale, CA
- 9 days ago
Location Designation: Fully Onsite Our New York Life culture has laid the foundation for over 180 years of commitment to our employees, agents, policy owners, and the communities where we live and...
You will have the opportunity to work with multi-functional teams to contribute to the management of the Lytx IT Governance, Risk and Compliance (GRC) program. As a leader of the GRC function, you...
Group Manager, Compliance Operations, Workforce Solutions
- San Diego, CA
- 12 days ago
- San Diego, CA
- 12 days ago
Group Manager, Compliance Operations, Workforce Solutions Intuit - 4.1 San Diego, CA Job Details Estimated: $189K - $260K a year 1 day ago Qualifications 8 years Analysis skills Bachelor's degree...
Job Category We are seeking a resourceful and detail-oriented Lending Operations & Compliance Manager who thrives in an autonomous, fast-paced environment....
Remote WorkPosition Summary We are seeking a highly skilled and experienced IT Compliance Manager to join our growing team....
Global SOX Compliance Manager will be a trusted business partner helping to design and optimize business processes and controls, while also operating as the primary liaison with internal audit (Third...
Demographic Data for California
Moving to California? Find some basic demographic data about California below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in California
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in California offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Documentation
- Coaching
- Flexibility
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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