Compliance Manager Jobs in Commerce City, CO
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Centennial, CO (17 miles from Commerce City, CO)
- 2 days ago
- Centennial, CO (17 miles from Commerce City, CO)
- 2 days ago
At least 3-years of previous retail Safety & Security Management experience, or at least 3-years IKEA Risk & Compliance experience including internal training programs to develop towards a Risk & Compliance...
Divisional Accounting Manager/Compliance Director
- Denver, CO (12 miles from Commerce City, CO)
- 10 days ago
- Denver, CO (12 miles from Commerce City, CO)
- 10 days ago
Job Title: Divisional Accounting Manager / Compliance Director FLSA Status : Full Time - exempt Reports to: Divisional Finance Director Schedule: Standard office hours Supervises: Bank Accounts...
Senior Manager of Compliance Communications
- Denver, CO (12 miles from Commerce City, CO)
- 15 days ago
- Denver, CO (12 miles from Commerce City, CO)
- 15 days ago
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
Plan Sponsor Compliance Manager
- Denver, CO (12 miles from Commerce City, CO)
- 24 days ago
- Denver, CO (12 miles from Commerce City, CO)
- 24 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote Work- Denver, CO (12 miles from Commerce City, CO)
- 24 days ago
- Denver, CO (12 miles from Commerce City, CO)
- 24 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
Compliance Manager / Loan Closing Associate
- Englewood, CO (20 miles from Commerce City, CO)
- 30+ days ago
- Englewood, CO (20 miles from Commerce City, CO)
- 30+ days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
- Denver, CO (12 miles from Commerce City, CO)
- 45+ days ago
- Denver, CO (12 miles from Commerce City, CO)
- 45+ days ago
Manager Experience with National Financial Services/Fidelity platform Working Conditions Normal office environment utilizing Microsoft office products....
Demographic Data for Commerce City, CO
Moving to Commerce City, CO? Find some basic demographic data about Commerce City, CO below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Commerce City, CO
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Commerce City, CO offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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