Compliance Manager Jobs in Evergreen, CO
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Divisional Accounting Manager/Compliance Director
- Denver, CO (21 miles from Evergreen, CO)
- 4 days ago
- Denver, CO (21 miles from Evergreen, CO)
- 4 days ago
Job Title: Divisional Accounting Manager / Compliance Director FLSA Status : Full Time - exempt Reports to: Divisional Finance Director Schedule: Standard office hours Supervises: Bank Accounts...
Senior Manager of Compliance Communications
- Denver, CO (21 miles from Evergreen, CO)
- 8 days ago
- Denver, CO (21 miles from Evergreen, CO)
- 8 days ago
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
Plan Sponsor Compliance Manager
- Denver, CO (21 miles from Evergreen, CO)
- 17 days ago
- Denver, CO (21 miles from Evergreen, CO)
- 17 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote Work- Denver, CO (21 miles from Evergreen, CO)
- 17 days ago
- Denver, CO (21 miles from Evergreen, CO)
- 17 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
Compliance Manager / Loan Closing Associate
- Englewood, CO (13 miles from Evergreen, CO)
- 23 days ago
- Englewood, CO (13 miles from Evergreen, CO)
- 23 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
- Denver, CO (21 miles from Evergreen, CO)
- 28 days ago
- Denver, CO (21 miles from Evergreen, CO)
- 28 days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
- Denver, CO (21 miles from Evergreen, CO)
- 45+ days ago
- Denver, CO (21 miles from Evergreen, CO)
- 45+ days ago
Manager Experience with National Financial Services/Fidelity platform Working Conditions Normal office environment utilizing Microsoft office products....
Demographic Data for Evergreen, CO
Moving to Evergreen, CO? Find some basic demographic data about Evergreen, CO below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Evergreen, CO
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Evergreen, CO offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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