Compliance Manager Jobs in Louisville, CO
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Denver, CO (24 miles from Louisville, CO)
- 10 hours ago
- Denver, CO (24 miles from Louisville, CO)
- 10 hours ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Divisional Accounting Manager/Compliance Director
- Denver, CO (24 miles from Louisville, CO)
- 22 hours ago
- Denver, CO (24 miles from Louisville, CO)
- 22 hours ago
Job Title: Divisional Accounting Manager / Compliance Director FLSA Status : Full Time - exempt Reports to: Divisional Finance Director Schedule: Standard office hours Supervises: Bank Accounts...
Senior Manager of Compliance Communications
- Denver, CO (24 miles from Louisville, CO)
- 5 days ago
- Denver, CO (24 miles from Louisville, CO)
- 5 days ago
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
Plan Sponsor Compliance Manager
- Denver, CO (24 miles from Louisville, CO)
- 14 days ago
- Denver, CO (24 miles from Louisville, CO)
- 14 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote Work
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- Denver, CO (24 miles from Louisville, CO)
- 14 days ago
- Denver, CO (24 miles from Louisville, CO)
- 14 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
Compliance Manager / Loan Closing Associate
- Englewood, CO (22 miles from Louisville, CO)
- 20 days ago
- Englewood, CO (22 miles from Louisville, CO)
- 20 days ago
CoreVest is the leading private lender to residential real estate investors nationwide. We provide long-term mortgage loans for rental properties and short-term financing for acquisitions and...
- Denver, CO (24 miles from Louisville, CO)
- 25 days ago
- Denver, CO (24 miles from Louisville, CO)
- 25 days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
- Denver, CO (24 miles from Louisville, CO)
- 45+ days ago
- Denver, CO (24 miles from Louisville, CO)
- 45+ days ago
Manager Experience with National Financial Services/Fidelity platform Working Conditions Normal office environment utilizing Microsoft office products....
Demographic Data for Louisville, CO
Moving to Louisville, CO? Find some basic demographic data about Louisville, CO below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Louisville, CO
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Louisville, CO offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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