Compliance Manager Jobs in Connecticut
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
The Regional Compliance Manager is the primary responsible party for the review of all corporate compliance-related inquiries and investigations....
As a critical member of the Strategy Advancement team, the Risk & Compliance Manager, Program Management will oversee risk, compliance, and audit activities for the Data, AI and Analytics Office (DAO...
Senior Manager, Compliance and Regulatory Affairs Hartford, CT, Chicago, IL, Exton, PA, Philadelphia, PA or NYC As a Senior Manager, you will be a senior member of the Americas Compliance and...
Environmental Services Compliance Manager- REMOTE
- Hartford, CT
- 60+ days ago
- Hartford, CT
- 60+ days ago
Job Seekers can review the Job Applicant Privacy Policy by clicking HERE. ( )\ Summary The Environmental Services Compliance Manager is responsible to perform environmental management support, analysis...
Remote WorkDemographic Data for Connecticut
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Connecticut
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Connecticut offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Automotive Repair
- Federal Housing Administration
- Prioritizing
- Juris Doctor
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Management Reporting
- BSA
- Securities and Exchange Commission
- Internal Control
- Fixed Income
- Lending
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Cost Reduction
- Resolution
- Acquisitions
- Finance
- Business Administration
- Masters In Education
- Accounting
- Strategy Development
- Risk Management
- Staffing
- Implementation
- Logistics
- Auditing
- Investigation
- Consulting
- Mentoring
- Written Communication
- Flexibility
- Data Analysis
- Documentation
- Collaboration
- Interpersonal Skills
- Coaching
- Reporting
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Time Management
- Teamwork
- Staff Supervision
- Organization
- Research Skills
- Scheduling
- Leadership
- Communication Skills
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