Compliance Manager Jobs in Delaware
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Regulatory Affairs Manager Location: Hybrid remote with 2-3 per week in office, must reside in a service area state commutable to Dover, DE; West Palm, FL; or Yulee, FL office locations What makes...
The role: We're looking for a detail-oriented and strategic minded Operations Compliance Manager to support our expanding Compliance organization and provide oversight to bank operations functions relative...
Demographic Data for Delaware
Moving to Delaware? Find some basic demographic data about Delaware below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Delaware
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Delaware offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Customer Satisfaction
- Certified Internal Auditor
- Know Your Customer
- OFAC
- Equity Research
- Equities
- Loan Origination
- Derivatives
- Internal Control
- Management Reporting
- Employee Benefits
- Ad Hoc Reporting
- BSA
- Wealth Management
- Fixed Income
- Securities and Exchange Commission
- Lending
- Cost Accounting
- Financial Services
- Sarbanes-Oxley Compliance
- Management Consulting
- International Business
- Anti-Money Laundering
- Due Diligence
- Executive Management
- Proposals
- Resolution
- Finance
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Consulting
- Documentation
- Verbal Communication
- Investigation
- Employee Development
- Mentoring
- Reporting
- Budgets
- Collaboration
- Coaching
- Flexibility
- Bachelor's Degree
- Policy Development
- Project Management
- Problem Solving
- Regulations
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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