Compliance Manager Jobs in Florida
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Regulatory Affairs Manager Location: Hybrid remote with 2-3 per week in office, must reside in a service area state commutable to Dover, DE; West Palm, FL; or Yulee, FL office locations What makes...
- New Port Richey, FL
- 1 day ago
- New Port Richey, FL
- 1 day ago
Company Description ProSidian is a Management and Operations Consulting Services Firm focusing on providing value to clients through tailored solutions based on industry-leading practices....
Director - Compliance; Learning, Development & Communications
- Sunrise, FL
- 2 days ago
- Sunrise, FL
- 2 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senor Compliance Manager - Compliance Monitoring & Programs
- Fort Lauderdale, FL
- 3 days ago
- Fort Lauderdale, FL
- 3 days ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Compliance Manager - Compliance Monitoring and Programs
- Fort Lauderdale, FL
- 3 days ago
- Fort Lauderdale, FL
- 3 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Preferred Qualifications JD or Certified Regulatory Compliance Manager (CRCM) designation. Experience working in a large financial institution or experience as a bank regulatory examiner....
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
Certified Regulatory Compliance Manager (CRCM) or equivalent certification preferred....
Compliance Manager - Export Controls & Trade Compliance
- Orlando, FL
- 8 days ago
- Orlando, FL
- 8 days ago
The Compliance Manager - Export Controls & Trade Compliance at Oshkosh AeroTech is responsible for leading the export compliance program for the Jetway and Ground Support Equipment (GSE) businesses....
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Compliance Manager - Third-Party Oversight
- Fort Lauderdale, FL
- 10 days ago
- Fort Lauderdale, FL
- 10 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Complaints Oversight
- Fort Lauderdale, FL
- 10 days ago
- Fort Lauderdale, FL
- 10 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior Compliance Manager - Controls, LRR & Risk Assessment
- Fort Lauderdale, FL
- 11 days ago
- Fort Lauderdale, FL
- 11 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager RJIM Communication Review
- Saint Petersburg, FL
- 15 days ago
- Saint Petersburg, FL
- 15 days ago
Under intermittent supervision and with high level of autonomy, uses extensive knowledge of financial industry marketing/advertising and skills obtained through education and experience in...
Demographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Florida
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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