Compliance Manager Jobs in Florida
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Financial Aid Compliance Manager #12107
- Daytona State College
- Daytona Beach, FL
- 15 days ago
- Daytona Beach, FL
- 15 days ago
Financial Aid Compliance Manager #12107 Salary $44,629.00 Annually Location Daytona Beach Job Type Staff - Full-Time Job Number 202500441 Department Financial Aid Opening Date 05/19/2026 Closing Date...
In PersonSenior Business Manager- Compliance
- Corient Services LLC
- Miami, FL
- 21 days ago
- Miami, FL
- 21 days ago
Support governance routines including policy review cycles, regulatory readiness, audit/exam preparation, and compliance monitoring activities....
In PersonDIRECTOR or SENIOR DIRECTOR OF COMPLIANCE
- Seminole Electric Cooperative
- Tampa, FL
- 60+ days ago
- Tampa, FL
- 60+ days ago
Participates in compliance monitoring activities such as audits, spot checks, compliance self- assessments and self-certification....
In PersonAlcohol Compliance Supervisor - iThink Financial Amphitheater
- ASM Global
- West Palm Beach, FL
- 90+ days ago
- West Palm Beach, FL
- 90+ days ago
The Role Under the direction of management, ensures responsible service of alcohol throughout the entire building in accordance with state and company policies. Assist staff with any alcohol...
In PersonDemographic Data for Florida
Moving to Florida? Find some basic demographic data about Florida below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Florida
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Florida offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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