Compliance Manager Jobs in Ball Ground, GA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Finance & Compliance Management AI Validation Specialist
- Alpharetta, GA (15 miles from Ball Ground, GA)
- 30+ days ago
- Alpharetta, GA (15 miles from Ball Ground, GA)
- 30+ days ago
Overview Are you ready for what’s next, now? We’re looking for an Finance & Compliance Management AI Validation Specialist for our office in Alpharetta, GA. The position is full-time. You’ll join...
Director, Compliance - Governance
- Alpharetta, GA (15 miles from Ball Ground, GA)
- 45+ days ago
- Alpharetta, GA (15 miles from Ball Ground, GA)
- 45+ days ago
Equifax is where you can power your possible. If you want to achieve your true potential, chart new paths, develop new skills, collaborate with bright minds, and make a meaningful impact, we want...
Remote WorkDemographic Data for Ball Ground, GA
Moving to Ball Ground, GA? Find some basic demographic data about Ball Ground, GA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ball Ground, GA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ball Ground, GA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Financial Reporting
- Fraud Investigation
- Due Diligence
- Executive Management
- Asset Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Budgets
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft PowerPoint
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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