Compliance Manager Jobs in Roswell, GA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager - Remote (Dallas, TX or Atlanta, GA)
- Dominium Management Services
- Atlanta, GA (21 miles from Roswell, GA)
- 2 days ago
- Atlanta, GA (21 miles from Roswell, GA)
- 2 days ago
In addition, the Compliance Manager is responsible for identifying best practices and evaluating improvement opportunities....
Remote- Truist Financial Corporation
- Atlanta, GA (21 miles from Roswell, GA)
- 5 days ago
- Atlanta, GA (21 miles from Roswell, GA)
- 5 days ago
The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to...
In PersonCommercial & Federal Contracts & Compliance Manager
- Private Label Staff
- Atlanta, GA (21 miles from Roswell, GA)
- 8 days ago
- Atlanta, GA (21 miles from Roswell, GA)
- 8 days ago
About the Role We are seeking a Contracts & Compliance Manager to lead and strengthen contracts and compliance operations across a fast-moving technology solutions, reseller, systems integration, and...
In PersonPolicy and Compliance Manager - State Based Exchange
- State of Georgia
- Atlanta, GA (21 miles from Roswell, GA)
- 45+ days ago
- Atlanta, GA (21 miles from Roswell, GA)
- 45+ days ago
Under limited supervision, the Policy and Compliance Manager establish reporting processes and procedures, develops mandated federal/state reports and collects and distributes data to ensure compliance...
In PersonAccounts and Compliance Manager - Automated Logic
- Carrier
- Kennesaw, GA (12 miles from Roswell, GA)
- 45+ days ago
- Kennesaw, GA (12 miles from Roswell, GA)
- 45+ days ago
About this role The Accounts and Compliance Manager oversees business and contractor licensing across multiple states, centralized billing portal administration, international compliance support, and...
In Person- Hunt Companies Finance Trust, Inc.
- Alpharetta, GA (6 miles from Roswell, GA)
- 60+ days ago
- Alpharetta, GA (6 miles from Roswell, GA)
- 60+ days ago
A Brief Overview The Senior Compliance Manager will lead HMC's riskbased compliance program across maintenance/EHS, leasing/resident, and procurement/vendor risk areas, translating the department's...
In PersonDemographic Data for Roswell, GA
Moving to Roswell, GA? Find some basic demographic data about Roswell, GA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Roswell, GA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Roswell, GA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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