Compliance Manager Jobs in Chicago, IL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
Senior Principal Process and Compliance Management
- Riverwoods, IL (21 miles from Chicago, IL)
- 10 days ago
- Riverwoods, IL (21 miles from Chicago, IL)
- 10 days ago
Discover. A brighter future. With us, youll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed...
- Northlake, IL (11 miles from Chicago, IL)
- 22 days ago
- Northlake, IL (11 miles from Chicago, IL)
- 22 days ago
Job Overview: Operations Compliance Manager - Northlake, IL or Detroit, MI Are you ready tojoin a growing, dynamic company?...
- Oak Brook, IL (15 miles from Chicago, IL)
- 28 days ago
- Oak Brook, IL (15 miles from Chicago, IL)
- 28 days ago
Company Description: McDonald's is proud to be one of the most recognized brands in the world, with restaurants in over 100 countries that serve 70 million customers daily. We continue to operate...
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
The Global Economic Sanctions Compliance Manager provides consultation and advice to partners on the implications of economic sanctions regulations to Northern Trust and its businesses....
The Procurement & Contracts Compliance Manager is responsible for overseeing Moody's contract administration and purchase order process to ensure accuracy, efficiency, and compliance with institutional...
Compliance certifications such as CRCM (Certified Regulatory Compliance Manager) certification, or ACAMS (Certified Anti-Money Laundering Specialists) certification, or CIPP (Certified Information Privacy...
Job Details Level: Experienced Job Location: Chicago Office - Chicago, IL Salary Range: Undisclosed Description About Cresset Cresset is a firm built by clients, for clients. As an independent,...
Overview... JBT Marel Corporation (JBTM) is seeking an experienced and detail-oriented Tax Manager to join our team. The Tax Manager will play a crucial role in managing and overseeing the...
Demographic Data for Chicago, IL
Moving to Chicago, IL? Find some basic demographic data about Chicago, IL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Chicago, IL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Chicago, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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