Compliance Manager Jobs in Northbrook, IL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director, Financial Compliance & US Transparency Reporting
- AbbVie, Inc
- Mettawa, IL (8 miles from Northbrook, IL)
- 4 days ago
- Mettawa, IL (8 miles from Northbrook, IL)
- 4 days ago
Company Description About AbbVie AbbVie's mission is to discover and deliver innovative medicines and solutions that solve serious health issues today and address the medical challenges of...
In Person- TAG - The Aspen Group
- Chicago, IL (17 miles from Northbrook, IL)
- 5 days ago
- Chicago, IL (17 miles from Northbrook, IL)
- 5 days ago
Align compliance monitoring, investigations, and remediation activities with enterprise risk activities led by the Risk Management team....
In PersonContracting and Compliance Manager - Schaumburg, IL - Flexible Hybrid Schedule
- American Society of Anesthesiologists
- Schaumburg, IL (13 miles from Northbrook, IL)
- 11 days ago
- Schaumburg, IL (13 miles from Northbrook, IL)
- 11 days ago
AQI CONTRACTING AND COMPLIANCE MANAGER SCHAUMBURG, IL - FLEXIBLE HYBRID SCHEDULE Feel good about your workand your workplace....
HybridContracting and Compliance Manager
- American Society of Anesthesiologists
- Schaumburg, IL (13 miles from Northbrook, IL)
- 13 days ago
- Schaumburg, IL (13 miles from Northbrook, IL)
- 13 days ago
AQI CONTRACTING AND COMPLIANCE MANAGER SCHAUMBURG, IL - FLEXIBLE HYBRID SCHEDULE Feel good about your workand your workplace....
HybridAssociate Director, Compliance
- Cresset Capital
- Chicago, IL (19 miles from Northbrook, IL)
- 14 days ago
- Chicago, IL (19 miles from Northbrook, IL)
- 14 days ago
Job Description The Associate Director, Compliance, will support ongoing compliance efforts, focusing primarily on compliance monitoring and testing....
In Person- AbbVie
- Mettawa, IL (8 miles from Northbrook, IL)
- 26 days ago
- Mettawa, IL (8 miles from Northbrook, IL)
- 26 days ago
Major Responsibilities: Lead the development and execution of comprehensive annual compliance monitoring and analytics plan, aligning with business goals and OEC requirements....
In PersonSmall Business Administration (SBA) Compliance Manager
- Wintrust Financial Corp.
- Des Plaines, IL (5 miles from Northbrook, IL)
- 26 days ago
- Des Plaines, IL (5 miles from Northbrook, IL)
- 26 days ago
The SBA Compliance Manager is responsible for managing and being the primary point of contact for the existing SBA loan portfolio - including monitoring, analyzing, and providing guidance to internal...
In PersonIT Financial Compliance Manager
- Robinhood
- Chicago, IL (17 miles from Northbrook, IL)
- 28 days ago
- Chicago, IL (17 miles from Northbrook, IL)
- 28 days ago
As an IT Financial Compliance Manager, you will evaluate systems, databases, and processes to ensure strong control design and effective operation across infrastructure, change management, and financial...
In PersonSr. Manager, Compliance (Contracts)
- Mark Anthony Group
- Chicago, IL (17 miles from Northbrook, IL)
- 30+ days ago
- Chicago, IL (17 miles from Northbrook, IL)
- 30+ days ago
Mark Anthony Group is an entrepreneurial drinks company, built from the ground up by thinking differently, innovating and doing the unexpected. Our company is rooted in family values, a bold...
In PersonDirector - Compliance Solutions
- Waystone
- Chicago, IL (17 miles from Northbrook, IL)
- 45+ days ago
- Chicago, IL (17 miles from Northbrook, IL)
- 45+ days ago
25%) REQUIREMENTS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge,...
In PersonManager, Compliance Escheatment & Credit Risk
- PayPal
- Chicago, IL (17 miles from Northbrook, IL)
- 60+ days ago
- Chicago, IL (17 miles from Northbrook, IL)
- 60+ days ago
The Company PayPal has been revolutionizing commerce globally for more than 25 years. Creating innovative experiences that make moving money, selling, and shopping simple, personalized, and...
HybridDirector of Compliance- Chicago
- Group One Trading
- Chicago, IL (17 miles from Northbrook, IL)
- 90+ days ago
- Chicago, IL (17 miles from Northbrook, IL)
- 90+ days ago
Director of Compliance Location: New York, NY 10005 or Chicago, IL 60605 Salary Range: $175,000-200,000, plus performance-based bonus Group One Trading is seeking a Director of Compliance to lead...
In PersonDemographic Data for Northbrook, IL
Moving to Northbrook, IL? Find some basic demographic data about Northbrook, IL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Northbrook, IL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Northbrook, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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