Compliance Manager Jobs in Winnetka, IL
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Manager of Compliance & Ethics Investigations
- Chicago, IL (14 miles from Winnetka, IL)
- 9 days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 9 days ago
at R1 RCM in Chicago, Illinois, United States Job Description As the Manager of US Compliance & Ethics Investigations, you will be responsible for the development of the Company's US compliance...
Associate Director, Compliance
- Chicago, IL (14 miles from Winnetka, IL)
- 10 days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 10 days ago
Job Details Level: Experienced Job Location: Chicago Office - Chicago, IL Salary Range: Undisclosed Description About Cresset Cresset is a firm built by clients, for clients. As an independent,...
Tax Manager, Compliance & Provision
- Chicago, IL (14 miles from Winnetka, IL)
- 11 days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 11 days ago
Overview... JBT Marel Corporation (JBTM) is seeking an experienced and detail-oriented Tax Manager to join our team. The Tax Manager will play a crucial role in managing and overseeing the...
Operational, Risk and Compliance Manager
- Chicago, IL (14 miles from Winnetka, IL)
- 12 days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 12 days ago
The minimum salary for the Operational, Risk and Compliance Manager position is $115,000 annually and the maximum salary for the Operational, Risk and Compliance Manager position is $125,000 annually...
Goverance Risk Compliance Manager
- Franklin Park, IL (13 miles from Winnetka, IL)
- 18 days ago
- Franklin Park, IL (13 miles from Winnetka, IL)
- 18 days ago
JUNIOR TECHNOLOGIST Job Location: Franklin Park Company description Ferrero is a family-owned company with a truly progressive and global outlook and iconic brands such as Nutella, Tic Tac,...
Senior Compliance Manager, Development Advisory - JR100963-7366
- Chicago, IL (14 miles from Winnetka, IL)
- 30+ days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 30+ days ago
Senior Compliance Manager, Development Advisory - JR......
Safety And Compliance Supervisor
- Chicago, IL (14 miles from Winnetka, IL)
- 60+ days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 60+ days ago
Safety And Compliance Supervisor Chicago, IL, USA Req #12182 Tuesday, February 25, 2025 Provides overall strategic direction and leadership in establishing a safety culture for the operational...
- Chicago, IL (14 miles from Winnetka, IL)
- 60+ days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 60+ days ago
We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers....
Associate Director, Compliance
- Chicago, IL (14 miles from Winnetka, IL)
- 60+ days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 60+ days ago
Associate Director, Compliance, Legal & Compliance (Hybrid in Washington, DC; Durham, NC; Chicago, IL; New York, NY; or San Francisco, CA) The Associate Director will develop and manage processes...
Senior Product Manager (Compliance & Regulatory Reporting)
- Chicago, IL (14 miles from Winnetka, IL)
- 90+ days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 90+ days ago
WHO WE AREApex Fintech Solutions (AFS) powers innovation and the future of digital wealth management by processing millions of transactions daily, to simplify, automate, and facilitate access to...
- Chicago, IL (14 miles from Winnetka, IL)
- 90+ days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 90+ days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
- Chicago, IL (14 miles from Winnetka, IL)
- 90+ days ago
- Chicago, IL (14 miles from Winnetka, IL)
- 90+ days ago
Avant is looking for a Compliance Manager to join its technology forward Compliance Department that enables Avants mission while also mitigating and managing risk....
Demographic Data for Winnetka, IL
Moving to Winnetka, IL? Find some basic demographic data about Winnetka, IL below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Winnetka, IL
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Winnetka, IL offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Listening
- Automotive Repair
- Logistics
- Prioritizing
- Loss Control
- Know Your Customer
- OFAC
- Private Banking
- BSA
- Internal Control
- Securities and Exchange Commission
- Fixed Income
- Anti-Money Laundering
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Business Processes
- Due Diligence
- Cost Reduction
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Change Management
- Data Analytics
- Reimbursement
- Accounting
- Risk Management
- Staffing
- Implementation
- Investigation
- Auditing
- Consulting
- Collaboration
- Mentoring
- Documentation
- Flexibility
- Data Analysis
- Employee Development
- Reporting
- Bachelor's Degree
- Coaching
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Time Management
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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