Compliance Manager Jobs in Fishers, IN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Carmel, IN (17 miles from Fishers, IN)
- 3 days ago
- Carmel, IN (17 miles from Fishers, IN)
- 3 days ago
Compliance Manager-Carmel, IN (Hybrid) At Allegion, we are driven by a bold vision: redefining safety while empowering our employees to thrive....
- Indianapolis, IN (19 miles from Fishers, IN)
- 10 days ago
- Indianapolis, IN (19 miles from Fishers, IN)
- 10 days ago
Work for Indiana Begin a fulfilling career with the State of Indiana by joining one of the largest employers in the state, offering a range of opportunities across 60+ agencies. At the state,...
Plan Sponsor Compliance Manager
- Indianapolis, IN (17 miles from Fishers, IN)
- 16 days ago
- Indianapolis, IN (17 miles from Fishers, IN)
- 16 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote Work- Indianapolis, IN (17 miles from Fishers, IN)
- 27 days ago
- Indianapolis, IN (17 miles from Fishers, IN)
- 27 days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
Associate Director of Compliance
- Indianapolis, IN (17 miles from Fishers, IN)
- 28 days ago
- Indianapolis, IN (17 miles from Fishers, IN)
- 28 days ago
Associate Director of Compliance Phalen Leadership Academies - 2.8 Indianapolis, IN Job Details Full-time Estimated: $85.2K - $106K a year 14 hours ago Benefits Dental insurance Vision insurance...
Associate Director, Compliance
- Zionsville, IN (23 miles from Fishers, IN)
- 60+ days ago
- Zionsville, IN (23 miles from Fishers, IN)
- 60+ days ago
Group 1001 is a consumer-centric, technology-driven family of insurance companies on a mission to deliver outstanding value and operational performance by combining financial strength and...
Remote WorkDemographic Data for Fishers, IN
Moving to Fishers, IN? Find some basic demographic data about Fishers, IN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Fishers, IN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Fishers, IN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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