Compliance Manager Jobs in Maine
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Manager, Compliance Business Oversight - Community Reinvestment Act
- Portland, ME
- 4 days ago
- Portland, ME
- 4 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager - Compliance Monitoring and Programs
- Portland, ME
- 12 days ago
- Portland, ME
- 12 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Demographic Data for Maine
Moving to Maine? Find some basic demographic data about Maine below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Maine
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Maine offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Loss Control
- Automated Clearing House
- Know Your Customer
- OFAC
- Governmental Accounting
- BSA
- Management Reporting
- Commercial Lending
- Internal Control
- Capital Markets
- Securities and Exchange Commission
- Anti-Money Laundering
- Sarbanes-Oxley Compliance
- Lending
- International Business
- Financial Services
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Business Administration
- Masters In Education
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Written Communication
- Presentation
- Mentoring
- Flexibility
- Employee Development
- Collaboration
- Interpersonal Skills
- Documentation
- Coaching
- Reporting
- Microsoft PowerPoint
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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