Compliance Manager Jobs in Fallston, MD
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Assistant or Associate Athletic Director - Compliance
- Baltimore, MD (19 miles from Fallston, MD)
- 28 days ago
- Baltimore, MD (19 miles from Fallston, MD)
- 28 days ago
Hopkins Athletics is multidivisional department with 22 programs competing at the NCAA DIII level and two programs (mens and womens lacrosse) competing at the NCAA Division I level (BIG 10...
- Baltimore, MD (19 miles from Fallston, MD)
- 45+ days ago
- Baltimore, MD (19 miles from Fallston, MD)
- 45+ days ago
Manager Experience with National Financial Services/Fidelity platform Working Conditions Normal office environment utilizing Microsoft office products....
Demographic Data for Fallston, MD
Moving to Fallston, MD? Find some basic demographic data about Fallston, MD below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Fallston, MD
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Fallston, MD offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Management Consulting
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Accounting
- Change Management
- Risk Management
- Data Analytics
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Consulting
- Investigation
- Presentation
- Verbal Communication
- Employee Development
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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