Compliance Manager Jobs in Peabody, MA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Plan Sponsor Compliance Manager
- Boston, MA (12 miles from Peabody, MA)
- 18 days ago
- Boston, MA (12 miles from Peabody, MA)
- 18 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote Work- Boston, MA (12 miles from Peabody, MA)
- 29 days ago
- Boston, MA (12 miles from Peabody, MA)
- 29 days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
- Boston, MA (12 miles from Peabody, MA)
- 30+ days ago
- Boston, MA (12 miles from Peabody, MA)
- 30+ days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
- Boston, MA (12 miles from Peabody, MA)
- 30+ days ago
- Boston, MA (12 miles from Peabody, MA)
- 30+ days ago
Your Mission Reporting to the CFO, the Senior SOX Compliance Manager will support the Group's internal control framework and ensure ongoing SOX compliance....
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Cybersecurity Risk & Compliance Manager
- Boston, MA (12 miles from Peabody, MA)
- 30+ days ago
- Boston, MA (12 miles from Peabody, MA)
- 30+ days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- Boston, MA (12 miles from Peabody, MA)
- 60+ days ago
- Boston, MA (12 miles from Peabody, MA)
- 60+ days ago
About Northern Trust: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud...
Demographic Data for Peabody, MA
Moving to Peabody, MA? Find some basic demographic data about Peabody, MA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Peabody, MA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Peabody, MA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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