Compliance Manager Jobs in Plainville, MA
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Senior Manager Compliance Operations
- Providence, RI (13 miles from Plainville, MA)
- 6 days ago
- Providence, RI (13 miles from Plainville, MA)
- 6 days ago
Ready to be pushed beyond what you think youre capable of? At Coinbase, our mission is to increase economic freedom in the world. Its a massive, ambitious opportunity that demands the best of us,...
Corporate Compliance Director Corporate Compliance Director
- Milford, MA (13 miles from Plainville, MA)
- 10 days ago
- Milford, MA (13 miles from Plainville, MA)
- 10 days ago
Corporate Compliance Director Waters Corporation 3.7 ( ) Milford, MA Why you should apply for a job to Waters Corporation : 4.5/5 in supportive management 60% say the CEO supports gender diversity...
Accounting & Compliance Manager
- West Warwick, RI (23 miles from Plainville, MA)
- 20 days ago
- West Warwick, RI (23 miles from Plainville, MA)
- 20 days ago
The successful candidate will be responsible for a wide range of accounting duties, including preparing financial statements, maintaining journal entries, ensuring compliance, and conducting...
Associate Tax Manager - Compliance and Reporting
- Newton, MA (24 miles from Plainville, MA)
- 30+ days ago
- Newton, MA (24 miles from Plainville, MA)
- 30+ days ago
About our Team RELX is a global organization with a strategic, integrated US Tax Department based in Newton, MA. The teams primary responsibility is to provide deep technical expertise in all...
- Johnston, RI (16 miles from Plainville, MA)
- 30+ days ago
- Johnston, RI (16 miles from Plainville, MA)
- 30+ days ago
Description Are you passionate about data privacy and eager to launch a career in risk management? We are seeking a Privacy Risk Professional to support our enterprise privacy and compliance...
Remote Work- Milford, MA (13 miles from Plainville, MA)
- 90+ days ago
- Milford, MA (13 miles from Plainville, MA)
- 90+ days ago
Overview Reporting to the Senior Director, Corporate Compliance and working closely with the General Counsel and other members of the Legal Department, the Director of Corporate Compliance, HQ...
Demographic Data for Plainville, MA
Moving to Plainville, MA? Find some basic demographic data about Plainville, MA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plainville, MA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plainville, MA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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