Compliance Manager Jobs in Auburn Hills, MI
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Digital Privacy Compliance Manager
- Novi, MI (16 miles from Auburn Hills, MI)
- 1 day ago
- Novi, MI (16 miles from Auburn Hills, MI)
- 1 day ago
DIGITAL PRIVACY COMPLIANCE MANAGER GENERAL INFORMATION Location: Novi - Michigan, USA - Cabot Drive Job Family: Digital Worker Type Reference: Regular - Permanent Pay Rate Type: Salary Career Level:...
Sr. Manager, Compliance Data Analytics
- Southfield, MI (9 miles from Auburn Hills, MI)
- 2 days ago
- Southfield, MI (9 miles from Auburn Hills, MI)
- 2 days ago
Summary** Monitor and analyze the organization's operational risk exposure, and contribute to the development of operational risk policies. Analyze existing processes, procedures and systems and...
Director of Compliance Testing & Monitoring
- Farmington Hills, MI (10 miles from Auburn Hills, MI)
- 3 days ago
- Farmington Hills, MI (10 miles from Auburn Hills, MI)
- 3 days ago
Director Compliance Test & Monitor The Director, Compliance Testing and Monitoring within the second line of defense is responsible for establishing standards for monitoring and reporting of...
Associate Director of Compliance
- Detroit, MI (23 miles from Auburn Hills, MI)
- 30+ days ago
- Detroit, MI (23 miles from Auburn Hills, MI)
- 30+ days ago
The Opportunity: The Associate Director of Compliance will develop and help incorporate district policies and procedures, oversee the overall process of state, federal and authorizer data...
- Troy, MI (7 miles from Auburn Hills, MI)
- 30+ days ago
- Troy, MI (7 miles from Auburn Hills, MI)
- 30+ days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Demographic Data for Auburn Hills, MI
Moving to Auburn Hills, MI? Find some basic demographic data about Auburn Hills, MI below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Auburn Hills, MI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Auburn Hills, MI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Retirement Planning
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Accounting
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Verbal Communication
- Mentoring
- Budgets
- Employee Development
- Collaboration
- Flexibility
- Reporting
- Documentation
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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