Compliance Manager Jobs in Arden Hills, MN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Minneapolis, MN (7 miles from Arden Hills, MN)
- 14 days ago
- Minneapolis, MN (7 miles from Arden Hills, MN)
- 14 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Compliance Manager - Complaint Resolution
- Minneapolis, MN (7 miles from Arden Hills, MN)
- 15 days ago
- Minneapolis, MN (7 miles from Arden Hills, MN)
- 15 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
HR Policy & Compliance Manager (HR Ops)
- Eagan, MN (14 miles from Arden Hills, MN)
- 23 days ago
- Eagan, MN (14 miles from Arden Hills, MN)
- 23 days ago
HR Policy & Compliance Manager Thomson Reuters is seeking an experienced and detail-oriented HR Policy & Compliance Manager to lead the development, implementation, and maintenance of HR policy and...
Information Security, Risk & Compliance Manager
- Minneapolis, MN (7 miles from Arden Hills, MN)
- 30+ days ago
- Minneapolis, MN (7 miles from Arden Hills, MN)
- 30+ days ago
The Information Security, Risk & Compliance Manager is responsible for developing, implementing, and maintaining FORTÉ's global information security and compliance program....
Demographic Data for Arden Hills, MN
Moving to Arden Hills, MN? Find some basic demographic data about Arden Hills, MN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Arden Hills, MN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Arden Hills, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Federal Housing Administration
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- International Business
- Anti-Money Laundering
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »