Compliance Manager Jobs in Mendota Heights, MN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Fraud Strategy Risk and Compliance Manager
- Saint Paul, MN (4 miles from Mendota Heights, MN)
- 1 day ago
- Saint Paul, MN (4 miles from Mendota Heights, MN)
- 1 day ago
At U.S. Bank, we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Fraud Strategy Risk and Compliance Manager
- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 2 days ago
- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 2 days ago
At U.S. Bank, were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and...
Plan Sponsor Compliance Manager
- Saint Paul, MN (4 miles from Mendota Heights, MN)
- 4 days ago
- Saint Paul, MN (4 miles from Mendota Heights, MN)
- 4 days ago
Job Title:Plan Sponsor Compliance Manager Work Type:Work Days: Work Vary: No, Shift: First (Day), Hours Per Week: 40, Work Type: Regular Salary Offered:Unspecified Benefits:Unspecified....
Remote Work- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 19 days ago
- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 19 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Compliance Manager - Complaint Resolution
- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 20 days ago
- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 20 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
HR Policy & Compliance Manager (HR Ops)
- Eagan, MN (1 mile from Mendota Heights, MN)
- 28 days ago
- Eagan, MN (1 mile from Mendota Heights, MN)
- 28 days ago
HR Policy & Compliance Manager Thomson Reuters is seeking an experienced and detail-oriented HR Policy & Compliance Manager to lead the development, implementation, and maintenance of HR policy and...
Information Security, Risk & Compliance Manager
- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 30+ days ago
- Minneapolis, MN (9 miles from Mendota Heights, MN)
- 30+ days ago
The Information Security, Risk & Compliance Manager is responsible for developing, implementing, and maintaining FORTÉ's global information security and compliance program....
Demographic Data for Mendota Heights, MN
Moving to Mendota Heights, MN? Find some basic demographic data about Mendota Heights, MN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mendota Heights, MN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mendota Heights, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Master of Business Administration
- Equity Research
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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