Compliance Manager Jobs in Saint Louis Park, MN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Ameriprise
- Minneapolis, MN (4 miles from Saint Louis Park, MN)
- 45+ days ago
- Minneapolis, MN (4 miles from Saint Louis Park, MN)
- 45+ days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Remote- DailyPay
- Minneapolis, MN (4 miles from Saint Louis Park, MN)
- 45+ days ago
- Minneapolis, MN (4 miles from Saint Louis Park, MN)
- 45+ days ago
The Role: DailyPay is looking for a Compliance Manager to join our team....
In PersonFinance Compliance Manager-Prevailing Wage and Inflation Reduction Act (IRA)
- Mortenson
- Minneapolis, MN (4 miles from Saint Louis Park, MN)
- 60+ days ago
- Minneapolis, MN (4 miles from Saint Louis Park, MN)
- 60+ days ago
SUMMARY Mortenson is currently seeking a Finance Compliance Manager-Prevailing Wage and Inflation Reduction Act (IRA) to lead a team responsible for the company's prevailing wage and apprenticeship...
In PersonDemographic Data for Saint Louis Park, MN
Moving to Saint Louis Park, MN? Find some basic demographic data about Saint Louis Park, MN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Saint Louis Park, MN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Saint Louis Park, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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