Compliance Manager Jobs in Waconia, MN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- St Louis Park, MN (22 miles from Waconia, MN)
- 60+ days ago
- St Louis Park, MN (22 miles from Waconia, MN)
- 60+ days ago
As a Global Compliance Manager: Lead the execution and continuous evolution of our global anti-corruption and bribery compliance program with a focus on third-party oversight and M&A integration A highly...
Demographic Data for Waconia, MN
Moving to Waconia, MN? Find some basic demographic data about Waconia, MN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Waconia, MN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Waconia, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Know Your Customer
- Public Accounting
- Equity Research
- Tax Accounting
- Treasury
- Equities
- Loan Origination
- Derivatives
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Ad Hoc Reporting
- BSA
- Fixed Income
- Lending
- Securities and Exchange Commission
- Cost Accounting
- Financial Services
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Grant Management
- Fraud Investigation
- Due Diligence
- Fundraising
- Resolution
- Finance
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Accounting
- Implementation
- Auditing
- Written Communication
- Investigation
- Mentoring
- Verbal Communication
- Employee Development
- Documentation
- Reporting
- Collaboration
- Coaching
- Flexibility
- Bachelor's Degree
- Policy Development
- Regulations
- Project Management
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Sales
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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