Compliance Manager Jobs in Wayzata, MN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Saint Paul, MN (22 miles from Wayzata, MN)
- 1 day ago
- Saint Paul, MN (22 miles from Wayzata, MN)
- 1 day ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
- Minneapolis, MN (13 miles from Wayzata, MN)
- 3 days ago
- Minneapolis, MN (13 miles from Wayzata, MN)
- 3 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
- Anoka, MN (22 miles from Wayzata, MN)
- 16 days ago
- Anoka, MN (22 miles from Wayzata, MN)
- 16 days ago
As a Global Compliance Manager: + Lead the execution and continuous evolution of our global anti-corruption and bribery compliance program with a focus on third-party oversight and M&A integration +...
- Minneapolis, MN (13 miles from Wayzata, MN)
- 19 days ago
- Minneapolis, MN (13 miles from Wayzata, MN)
- 19 days ago
We are seeking a highly motivated Compliance Manager to join our North American Coloplast Compliance team, to manage compliance operational processes that enable us to comply with internal and external...
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Compliance Manager Job Details Coloplast A/S
- Minneapolis, MN (13 miles from Wayzata, MN)
- 19 days ago
- Minneapolis, MN (13 miles from Wayzata, MN)
- 19 days ago
We are seeking a highly motivated Compliance Manager to join our North American Coloplast Compliance team, to manage compliance operational processes that enable us to comply with internal and external...
Compliance Manager (R25_0000001504)
- Minneapolis, MN (13 miles from Wayzata, MN)
- 30+ days ago
- Minneapolis, MN (13 miles from Wayzata, MN)
- 30+ days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
Global Trade Compliance Director & Counsel
- St Louis Park, MN (10 miles from Wayzata, MN)
- 90+ days ago
- St Louis Park, MN (10 miles from Wayzata, MN)
- 90+ days ago
Were looking for people who put their innovation to work to advance our success and their own. Join an organization that ensures a more secure world through connecting and protecting our customers...
Demographic Data for Wayzata, MN
Moving to Wayzata, MN? Find some basic demographic data about Wayzata, MN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Wayzata, MN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Wayzata, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- Know Your Customer
- OFAC
- Athletic Administration
- Private Banking
- Equity Research
- BSA
- Management Reporting
- Consumer Lending
- Internal Control
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Verbal Communication
- Investigation
- Presentation
- Written Communication
- Collaboration
- Mentoring
- Documentation
- Coaching
- Flexibility
- Bachelor's Degree
- Reporting
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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