Compliance Manager Jobs in White Bear Lake, MN
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- St Louis Park, MN (19 miles from White Bear Lake, MN)
- 7 hours ago
- St Louis Park, MN (19 miles from White Bear Lake, MN)
- 7 hours ago
The Third-Party Compliance Manager at nVent will be primarily responsible for leading our third party due diligence process, implementing and enhancing an effective third party management program through...
Hardgoods Regulatory Engineering Risk and Compliance Manager
- Maplewood, MN (5 miles from White Bear Lake, MN)
- 7 hours ago
- Maplewood, MN (5 miles from White Bear Lake, MN)
- 7 hours ago
Hardgoods Regulatory Engineering Risk and Compliance Manager Collaborate with Innovative 3Mers Around the WorldChoosing where to start and grow your career has a major impact on your professional and...
- Saint Paul, MN (10 miles from White Bear Lake, MN)
- 25 days ago
- Saint Paul, MN (10 miles from White Bear Lake, MN)
- 25 days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
- Minneapolis, MN (15 miles from White Bear Lake, MN)
- 27 days ago
- Minneapolis, MN (15 miles from White Bear Lake, MN)
- 27 days ago
We are a longstanding leader in financial planning and advice, a global asset manager and an insurer....
- Anoka, MN (24 miles from White Bear Lake, MN)
- 30+ days ago
- Anoka, MN (24 miles from White Bear Lake, MN)
- 30+ days ago
As a Global Compliance Manager: + Lead the execution and continuous evolution of our global anti-corruption and bribery compliance program with a focus on third-party oversight and M&A integration +...
Hard Goods Regulatory Engineering Risk and Compliance Manager
- Maplewood, MN (5 miles from White Bear Lake, MN)
- 45+ days ago
- Maplewood, MN (5 miles from White Bear Lake, MN)
- 45+ days ago
Job Description: Hard Goods Regulatory Engineering Risk and Compliance Manager Collaborate with Innovative 3Mers Around the World Choosing where to start and grow your career has a major impact on your...
Global Trade Compliance Director & Counsel
- St Louis Park, MN (19 miles from White Bear Lake, MN)
- 90+ days ago
- St Louis Park, MN (19 miles from White Bear Lake, MN)
- 90+ days ago
Were looking for people who put their innovation to work to advance our success and their own. Join an organization that ensures a more secure world through connecting and protecting our customers...
Demographic Data for White Bear Lake, MN
Moving to White Bear Lake, MN? Find some basic demographic data about White Bear Lake, MN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in White Bear Lake, MN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in White Bear Lake, MN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Tax Accounting
- Treasury
- BSA
- Retirement Planning
- Consumer Lending
- Internal Control
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Decision Making
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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