Compliance Manager Jobs in Edison, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Prime Brokerage Compliance Manager, Vice President
- Jersey City, NJ (22 miles from Edison, NJ)
- 7 days ago
- Jersey City, NJ (22 miles from Edison, NJ)
- 7 days ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
- Jersey City, NJ (22 miles from Edison, NJ)
- 9 days ago
- Jersey City, NJ (22 miles from Edison, NJ)
- 9 days ago
income sales and trading The Skills You Bring Your comprehensive understanding of securities markets, the brokerage business and applicable securities rules and regulations....
- Jersey City, NJ (22 miles from Edison, NJ)
- 17 days ago
- Jersey City, NJ (22 miles from Edison, NJ)
- 17 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Compliance Manager, Transaction Monitoring
- New York City, NY (24 miles from Edison, NJ)
- 19 days ago
- New York City, NY (24 miles from Edison, NJ)
- 19 days ago
Position Summary: The Compliance Manager at FalconX will be responsible for conducting complex investigations into potentially suspicious activities involving cryptocurrency products, traditional brokerage...
Broker-Dealer Compliance Manager
- Jersey City, NJ (22 miles from Edison, NJ)
- 19 days ago
- Jersey City, NJ (22 miles from Edison, NJ)
- 19 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
Senior Director, Compliance Analytics
- New York City, NY (24 miles from Edison, NJ)
- 27 days ago
- New York City, NY (24 miles from Edison, NJ)
- 27 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Woodbridge, NJ (6 miles from Edison, NJ)
- 30+ days ago
- Woodbridge, NJ (6 miles from Edison, NJ)
- 30+ days ago
Who We Are: ExtensisHR, one of the largest Professional Employer Organizations (PEOs) in the U.S. with client employees in all fifty states, is looking for talented people to join our team. If you...
Engineering Manager, Compliance Systems
- New York City, NY (24 miles from Edison, NJ)
- 30+ days ago
- New York City, NY (24 miles from Edison, NJ)
- 30+ days ago
Lead the development of critical compliance systems using.NET and Azure, with a focus on underwriting, lending, and financial regulatory frameworks while driving adoption of AI to accelerate...
VP, Investment Compliance Manager
- New York City, NY (24 miles from Edison, NJ)
- 30+ days ago
- New York City, NY (24 miles from Edison, NJ)
- 30+ days ago
Education/Experience: Minimum 10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus) MBA, Compliance Certifications a plus Skills/Knowledge: Minimum...
- New York City, NY (24 miles from Edison, NJ)
- 45+ days ago
- New York City, NY (24 miles from Edison, NJ)
- 45+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- New York City, NY (24 miles from Edison, NJ)
- 90+ days ago
- New York City, NY (24 miles from Edison, NJ)
- 90+ days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Demographic Data for Edison, NJ
Moving to Edison, NJ? Find some basic demographic data about Edison, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Edison, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Edison, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Technical Accounting
- Equities
- Derivatives
- Internal Control
- Management Reporting
- BSA
- Fixed Income
- Employee Benefits
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Anti-Money Laundering
- International Business
- Grant Management
- Fraud Investigation
- Due Diligence
- Business Processes
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Accounting
- Written Communication
- Mentoring
- Documentation
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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