Compliance Manager Jobs in Jersey City, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- New York, NY (4 miles from Jersey City, NJ)
- 1 day ago
- New York, NY (4 miles from Jersey City, NJ)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Compliance Manager - Third-Party Oversight
- New York, NY (4 miles from Jersey City, NJ)
- 2 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 2 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
Director - Compliance (Regulatory Change Management)
- New York, NY (4 miles from Jersey City, NJ)
- 4 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 4 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance (Privacy)
- New York, NY (4 miles from Jersey City, NJ)
- 4 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 4 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (4 miles from Jersey City, NJ)
- 6 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 6 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager, Transaction Monitoring
- New York City, NY (3 miles from Jersey City, NJ)
- 7 days ago
- New York City, NY (3 miles from Jersey City, NJ)
- 7 days ago
Position Summary: The Compliance Manager at FalconX will be responsible for conducting complex investigations into potentially suspicious activities involving cryptocurrency products, traditional brokerage...
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
Director, Compliance - US Markets Global Transaction Banking Compliance Advisory, TD Securities
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Director of Compliance IT Modernization
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
Key Responsibilities - Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems - Architect and execute cloud transformation with complete...
Compliance Risk Assessment Manager Compliance Risk Assessment Manager
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
Compliance Risk Assessment Manager TD Bank 4.1 ( ) Multiple Locations Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in supportive...
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
Compliance- Identity and Access Management Technology, Operational Risk, Executive Director JPMorgan Chase 3.3 ( ) Multiple Locations Why you should apply for a job to JPMorgan Chase : Ranked as...
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked...
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
Compliance Manager, Trade Surveillance - Portfolio Management & Surveillance Initiatives - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of...
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
- New York, NY (4 miles from Jersey City, NJ)
- 7 days ago
Manager, Third-Party Risk Manager, Compliance Program Management (CPM) TD Bank 4.1 ( ) Multiple Locations (Remote) Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall...
Remote WorkDemographic Data for Jersey City, NJ
Moving to Jersey City, NJ? Find some basic demographic data about Jersey City, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Jersey City, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Jersey City, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Vendor Management
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Microsoft PowerPoint
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Microsoft Office
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
Compliance Manager Related Career Advice Articles
5 Types of Finance Jobs: Which Is the Best Fit?
Wondering if a finance job is right for you? Check out our guide to finance careers and learn more about working in finance.
Read article »
Corporate Finance vs. Investment Banking: Which Career is Right for You?
Considering a career in corporate finance or investment banking? Read this comparison of requirements, job duties, salaries, and more to choose the right path.
Read article »