Compliance Manager Jobs in Morris Plains, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Newark, NJ (18 miles from Morris Plains, NJ)
- 25 days ago
- Newark, NJ (18 miles from Morris Plains, NJ)
- 25 days ago
ROLE OVERVIEW Great Oaks Legacy Charter School is seeking an experienced Director of Compliance to join our team for the 2025-26 school year. The Director of Compliance is responsible for...
Compliance Manager - Deposit Products
- Morristown, NJ (4 miles from Morris Plains, NJ)
- 45+ days ago
- Morristown, NJ (4 miles from Morris Plains, NJ)
- 45+ days ago
ICB Certified Regulatory Compliance Manager (CRCM) certification....
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 45+ days ago
- Jersey City, NJ (23 miles from Morris Plains, NJ)
- 45+ days ago
Business Overview: Inspection Generale North America (IGNA) Hub is part of BNP Paribas' global Internal Audit group (Inspection Generale or "IG") which is staffed by highly qualified individuals...
- Ramsey, NJ (23 miles from Morris Plains, NJ)
- 60+ days ago
- Ramsey, NJ (23 miles from Morris Plains, NJ)
- 60+ days ago
Overview Develop and Implement Compliance Policies: Create and maintain IT compliance policies and procedures to ensure adherence to relevant regulations and standards. Conduct Audits: Plan,...
- South Plainfield, NJ (19 miles from Morris Plains, NJ)
- 90+ days ago
- South Plainfield, NJ (19 miles from Morris Plains, NJ)
- 90+ days ago
R10063587 Safety & Compliance Director (Open) Location: Horsham, PA (Regional Office) - ManagementCherry Hill, NJ - Filling industrial, Dundalk, MD - Filling industrial, Harrisburg, PA (Plant) -...
Demographic Data for Morris Plains, NJ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Morris Plains, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Morris Plains, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Lacrosse
- OFAC
- Athletic Administration
- Dodd-Frank
- Equity Research
- BSA
- Management Reporting
- Internal Control
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Performance Management
- Finance
- Change Management
- Accounting
- Risk Management
- Strategy Development
- Collections
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Employee Development
- Regulations
- Policy Development
- Project Management
- Problem Solving
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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