Compliance Manager Jobs in Morristown, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Futu Securities
- Jersey City, NJ (22 miles from Morristown, NJ)
- 90+ days ago
- Jersey City, NJ (22 miles from Morristown, NJ)
- 90+ days ago
About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
In PersonVice President, Compliance Manager(AML)
- Futu Securities
- Jersey City, NJ (22 miles from Morristown, NJ)
- 90+ days ago
- Jersey City, NJ (22 miles from Morristown, NJ)
- 90+ days ago
About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
In PersonPermitting Compliance Manager - Rail and Transit
- Parsons Commercial Technology Group Inc.
- Newark, NJ (17 miles from Morristown, NJ)
- 90+ days ago
- Newark, NJ (17 miles from Morristown, NJ)
- 90+ days ago
Job Description: Parsons is looking for an amazingly talented Permitting Compliance Manager to join our team!...
In Person- ZT Systems
- Secaucus, NJ (22 miles from Morristown, NJ)
- 90+ days ago
- Secaucus, NJ (22 miles from Morristown, NJ)
- 90+ days ago
About the Role The Trade Compliance Manager will lead a small team compliance analysts while remaining actively involved in day-to-day trade compliance operations....
In PersonDemographic Data for Morristown, NJ
Moving to Morristown, NJ? Find some basic demographic data about Morristown, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Morristown, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Morristown, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Incident Investigation
- COSO
- Annuities
- OFAC
- Management Accounting
- Management Reporting
- Wealth Management
- Securities and Exchange Commission
- Accounting Management
- Hedge Funds
- BSA
- Derivatives
- Audit Support
- Internal Control
- Financial Reporting
- Sarbanes-Oxley Compliance
- Anti-Money Laundering
- Lending
- International Business
- Grant Management
- Fraud Investigation
- Financial Services
- Due Diligence
- Reconciliation
- Resolution
- Finance
- Accounting
- Reimbursement
- Risk Management
- Strategy Development
- Data Analytics
- Decision Making
- Auditing
- Written Communication
- Presentation
- Investigation
- Process Improvement
- Documentation
- Mentoring
- Coaching
- Budgets
- Implementation
- Verbal Communication
- Reporting
- Policy Development
- Collaboration
- Bachelor's Degree
- Sales
- Regulations
- Microsoft Excel
- Research Skills
- Microsoft Office
- Project Management
- Problem Solving
- Staff Supervision
- Scheduling
- Leadership
- Communication Skills
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