Compliance Manager Jobs in Red Bank, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Compliance Manager, Transaction Monitoring
- New York City, NY (24 miles from Red Bank, NJ)
- 9 days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 9 days ago
Position Summary: The Compliance Manager at FalconX will be responsible for conducting complex investigations into potentially suspicious activities involving cryptocurrency products, traditional brokerage...
Senior Director, Compliance Analytics
- New York City, NY (24 miles from Red Bank, NJ)
- 17 days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 17 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Woodbridge, NJ (17 miles from Red Bank, NJ)
- 20 days ago
- Woodbridge, NJ (17 miles from Red Bank, NJ)
- 20 days ago
Who We Are: ExtensisHR, one of the largest Professional Employer Organizations (PEOs) in the U.S. with client employees in all fifty states, is looking for talented people to join our team. If you...
Engineering Manager, Compliance Systems
- New York City, NY (24 miles from Red Bank, NJ)
- 22 days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 22 days ago
Lead the development of critical compliance systems using.NET and Azure, with a focus on underwriting, lending, and financial regulatory frameworks while driving adoption of AI to accelerate...
VP, Investment Compliance Manager
- New York City, NY (24 miles from Red Bank, NJ)
- 24 days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 24 days ago
Education/Experience: Minimum 10 years of experience in Insurance Industry or Asset Management Investments Compliance (Fixed Income a plus) MBA, Compliance Certifications a plus Skills/Knowledge: Minimum...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- New York City, NY (24 miles from Red Bank, NJ)
- 26 days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 26 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Compliance Director, Deputy BSA Officer & Sanctions Officer - Americas
- New York City, NY (24 miles from Red Bank, NJ)
- 30+ days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 30+ days ago
DEPARTMENT/ TEAM PURPOSE: The Compliance team is a collaborative and high energy group of smart, driven and intellectually curious professionals. We take our work but not ourselves incredibly...
- New York City, NY (24 miles from Red Bank, NJ)
- 30+ days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 30+ days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
- New York City, NY (24 miles from Red Bank, NJ)
- 90+ days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 90+ days ago
We are seeking a highly skilled and experienced Product Compliance Manager who will handle various aspects of debit and credit card processing, including processing applications, managing cardholder...
Controls Testing Compliance Manager
- New York City, NY (24 miles from Red Bank, NJ)
- 90+ days ago
- New York City, NY (24 miles from Red Bank, NJ)
- 90+ days ago
The Control Testing Manager will oversee and execute the testing of compliance controls within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards....
Demographic Data for Red Bank, NJ
Moving to Red Bank, NJ? Find some basic demographic data about Red Bank, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Red Bank, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Red Bank, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Know Your Customer
- Equity Research
- Tax Accounting
- Equities
- Derivatives
- Internal Control
- Generally Accepted Accounting Principles
- Management Reporting
- BSA
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Financial Services
- Sarbanes-Oxley Compliance
- International Business
- Anti-Money Laundering
- Grant Management
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Resolution
- Finance
- Liaison
- Reimbursement
- Change Management
- Data Analytics
- Risk Management
- Strategy Development
- Accounting
- Decision Making
- Implementation
- Auditing
- Policy Administration
- Written Communication
- Documentation
- Mentoring
- Verbal Communication
- Coaching
- Investigation
- Reporting
- Collaboration
- Flexibility
- Interpersonal Skills
- Bachelor's Degree
- Policy Development
- Project Management
- Regulations
- Problem Solving
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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