Compliance Manager Jobs in Rocky Hill, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
- Yardley, PA (16 miles from Rocky Hill, NJ)
- 5 days ago
- Yardley, PA (16 miles from Rocky Hill, NJ)
- 5 days ago
The Compliance Manager serves a pivotal role to ensure Cenlars mortgage servicing operations adheres to all regulations....
Customs & Trade Compliance Manager
- Clark, NJ (22 miles from Rocky Hill, NJ)
- 16 days ago
- Clark, NJ (22 miles from Rocky Hill, NJ)
- 16 days ago
If Customs and Trade Compliance Manager sounds like something you would be interested in, and you meet the qualifications listed below, apply now!...
Plan Sponsor Compliance Manager
- Trenton, NJ (13 miles from Rocky Hill, NJ)
- 19 days ago
- Trenton, NJ (13 miles from Rocky Hill, NJ)
- 19 days ago
Alternate Locations:** Work from Home; Fort Wayne, IN (Indiana) **Work Arrangement:** Hybrid Preferred : Preferred employee will work 3 days a week in a Lincoln office **Relocation assistance:**...
Remote Work- Trenton, NJ (13 miles from Rocky Hill, NJ)
- 29 days ago
- Trenton, NJ (13 miles from Rocky Hill, NJ)
- 29 days ago
Sumitomo Pharma Co., Ltd. is a global pharmaceutical company based in Japan with key operations in the U.S. (Sumitomo Pharma America, Inc.), Canada (Sumitomo Pharma Canada, Inc.) and Europe...
Demographic Data for Rocky Hill, NJ
Moving to Rocky Hill, NJ? Find some basic demographic data about Rocky Hill, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rocky Hill, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rocky Hill, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- BSA
- Internal Control
- Retirement Planning
- Consumer Lending
- Employee Benefits
- Fixed Income
- Capital Markets
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Mentoring
- Collaboration
- Flexibility
- Education Experience
- Reporting
- Documentation
- Budgets
- Coaching
- Bachelor's Degree
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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