Compliance Manager Jobs in Union, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Director of Compliance, Office of the Agency Chief Contracting Officer
- New York, NY (14 miles from Union, NJ)
- 2 days ago
- New York, NY (14 miles from Union, NJ)
- 2 days ago
OPEN TO PERMANENT INCUMBENTS IN THE TTITLE OF ASSOCIATE CONTRACT SPECIALIST MAY APPLY. The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with...
Remote WorkSwap Dealer Compliance Officer- Director - Compliance - New York, New York, United States
- New York, NY (14 miles from Union, NJ)
- 3 days ago
- New York, NY (14 miles from Union, NJ)
- 3 days ago
Responsibilities Recommend and implement changes to the Societe Generale (SG) Swap Dealer (SD) and Security-based Swap Dealer (SBSD) Compliance Programs, including relevant policies, procedures...
Customs & Trade Compliance Manager
- Clark, NJ (5 miles from Union, NJ)
- 3 days ago
- Clark, NJ (5 miles from Union, NJ)
- 3 days ago
If Customs and Trade Compliance Manager sounds like something you would be interested in, and you meet the qualifications listed below, apply now!...
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP)
- New York, NY (14 miles from Union, NJ)
- 4 days ago
- New York, NY (14 miles from Union, NJ)
- 4 days ago
VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) Immediate need for a talented VP Compliance Risk Project Manager/Front Office Risk & Compliance Manager (VP/AVP) ....
Sr. Project Manager (Compliance)
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
Sr. Project Manager (Compliance) Software Guidance & Assistance, Inc., (SGA), is searching for a Sr. Project Manager (Compliance) for a contract assignment with one of our premier Financial...
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
We are seeking an experienced Regulatory Compliance Manager to join our team and oversee critical compliance functions across our organization....
Audit Manager: Compliance Audits (Hybrid)
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Manager, Compliance Advertising
- New York, NY (14 miles from Union, NJ)
- 6 days ago
- New York, NY (14 miles from Union, NJ)
- 6 days ago
The Compliance Manager will be part of the client solutions compliance team and will play an integral role in supporting client-facing activities for the public markets business....
Director - Compliance Issues Management Program
- New York, NY (14 miles from Union, NJ)
- 6 days ago
- New York, NY (14 miles from Union, NJ)
- 6 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (14 miles from Union, NJ)
- 7 days ago
- New York, NY (14 miles from Union, NJ)
- 7 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Sr Manager, Compliance Advisory
- New York, NY (14 miles from Union, NJ)
- 7 days ago
- New York, NY (14 miles from Union, NJ)
- 7 days ago
Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We...
Director of Compliance Technology
- New York, NY (14 miles from Union, NJ)
- 8 days ago
- New York, NY (14 miles from Union, NJ)
- 8 days ago
Check ALL our Jobs : /> Keywords: FIRCO compliance databricks snowflake AML KYC sanctions azure cloud integration api PCM prime compliance manager...
Director of Compliance Technology Modernization
- New York, NY (14 miles from Union, NJ)
- 8 days ago
- New York, NY (14 miles from Union, NJ)
- 8 days ago
Key Responsibilities - Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems - Architect and execute cloud transformation with complete...
Director, Compliance - Registrations, Licensing, and Employee Conflicts, TD Securities
- New York, NY (14 miles from Union, NJ)
- 11 days ago
- New York, NY (14 miles from Union, NJ)
- 11 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
Demographic Data for Union, NJ
Moving to Union, NJ? Find some basic demographic data about Union, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Union, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Union, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Athletic Administration
- Private Banking
- Dodd-Frank
- Tax Accounting
- BSA
- Retirement Planning
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- E-Verify
- Business Processes
- Fraud Investigation
- Due Diligence
- Fundraising
- Client Services
- Resolution
- Finance
- Reimbursement
- Accounting
- Risk Management
- Strategy Development
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Documentation
- Coaching
- Reporting
- Bachelor's Degree
- Budgets
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
Other Career Titles
Here are some other career titles that require similar skills
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