Compliance Manager Jobs in Weehawken, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
NYC ACS - Information Security Risk Compliance Manager
- New York, NY (1 mile from Weehawken, NJ)
- 1 hour ago
- New York, NY (1 mile from Weehawken, NJ)
- 1 hour ago
Voyatek is seeking applicants to occupy the position of Information Security Risk Compliance Manager within our team....
Senior Compliance Manager - Compliance Monitoring & Programs
- New York, NY (1 mile from Weehawken, NJ)
- 10 hours ago
- New York, NY (1 mile from Weehawken, NJ)
- 10 hours ago
The Senior Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Manager - Compliance (B2B Payments)
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Finance and Compliance Manager (Grants Finance/Accounting/Non-supervisory)-Hybri
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
*Position SummaryThe Finance and Compliance Manager is responsible for assisting the Sponsored Projects Finance Team with the financial administration of a diverse portfolio of private and public grants...
Senior Manager of Compliance Communications
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
- New York, NY (1 mile from Weehawken, NJ)
- 1 day ago
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Prime Brokerage Compliance Manager, Vice President
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
Senior Manager - Compliance Programs Governance
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 3 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Jersey City, NJ (4 miles from Weehawken, NJ)
- 5 days ago
- Jersey City, NJ (4 miles from Weehawken, NJ)
- 5 days ago
income sales and trading The Skills You Bring Your comprehensive understanding of securities markets, the brokerage business and applicable securities rules and regulations....
Compliance Manager - Compliance Monitoring and Programs
- New York, NY (1 mile from Weehawken, NJ)
- 6 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 6 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Senior Manager, Compliance Governance & Operations (US)
- New York, NY (1 mile from Weehawken, NJ)
- 6 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 6 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
- New York, NY (1 mile from Weehawken, NJ)
- 8 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 8 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Compliance Manager - Credit Card Business Oversight
- New York, NY (1 mile from Weehawken, NJ)
- 8 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 8 days ago
. + Certified Regulatory Compliance Manager (CRCM) a plus **Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates...
- New York, NY (1 mile from Weehawken, NJ)
- 9 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 9 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager, Compliance - Trade Surveillance
- New York, NY (1 mile from Weehawken, NJ)
- 9 days ago
- New York, NY (1 mile from Weehawken, NJ)
- 9 days ago
Job Description: The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities...
Demographic Data for Weehawken, NJ
Moving to Weehawken, NJ? Find some basic demographic data about Weehawken, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Weehawken, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Weehawken, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Certified Internal Auditor
- Annuities
- Commercial Banking
- Know Your Customer
- OFAC
- Private Banking
- Equity Research
- Tax Accounting
- Treasury
- Internal Control
- Equities
- BSA
- Consumer Lending
- Management Reporting
- Wealth Management
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- International Business
- Financial Services
- Anti-Money Laundering
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Resolution
- Finance
- Reimbursement
- Risk Management
- Accounting
- Strategy Development
- Implementation
- Auditing
- Investigation
- Mentoring
- Budgets
- Employee Development
- Documentation
- Flexibility
- Reporting
- Collaboration
- Policy Development
- Coaching
- Bachelor's Degree
- Regulations
- Microsoft Office
- Project Management
- Problem Solving
- Microsoft Excel
- Sales
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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