Compliance Manager Jobs in Woodcliff Lake, NJ
A Compliance Manager in the finance industry is primarily responsible for ensuring that the organization is in compliance with all internal and external rules, regulations, and standards. This includes establishing and maintaining systems for compliance, educating and training employees on compliance related matters, monitoring compliance systems, and advising management on possible risks. They also conduct regular audits and assessments to verify the effectiveness of the company's compliance controls and policies.
The role requires a strong understanding of financial legislation and regulatory standards, excellent communication skills, and a keen eye for detail. Relevant certifications such as Certified Regulatory Compliance Manager (CRCM), Certification in Control Self-Assessment (CCSA), or Certified Anti-Money Laundering Specialist (CAMS) are highly beneficial. Before becoming a Compliance Manager, one might have roles such as Compliance Analyst, Risk Management Officer, or Legal Counsel in the finance industry.
Sr. Project Manager (Compliance)
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 20 hours ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 20 hours ago
Sr. Project Manager (Compliance) Software Guidance & Assistance, Inc., (SGA), is searching for a Sr. Project Manager (Compliance) for a contract assignment with one of our premier Financial...
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
About us: Ether.fi is an innovative, rapidly growing crypto-native financial platform on a mission to put users in control of their wealth-making it easy to save, earn, and spend crypto....
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
We are seeking an experienced Regulatory Compliance Manager to join our team and oversee critical compliance functions across our organization....
Compliance Manager, Risk and Compliance , North America Compliance Office
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
Amazon is seeking a pragmatic, innovative and driven financial services compliance professional to support Amazon Payments, Inc. (API), a FinCEN registered money service business operating in...
Audit Manager: Compliance Audits (Hybrid)
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
- Valhalla, NY (14 miles from Woodcliff Lake, NJ)
- 1 day ago
- Valhalla, NY (14 miles from Woodcliff Lake, NJ)
- 1 day ago
The Regional Manager, Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program, specifically the WMC Health...
Manager, Compliance Advertising
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
The Compliance Manager will be part of the client solutions compliance team and will play an integral role in supporting client-facing activities for the public markets business....
Director - Compliance Issues Management Program
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 2 days ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 2 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Sr Manager, Compliance Advisory
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 3 days ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 3 days ago
Current Employees of LendingClub: Please apply via your internal Workday Account LendingClub Corporation (NYSE: LC) is the parent company of LendingClub Bank, National Association, Member FDIC. We...
Director of Compliance Technology
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 3 days ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 3 days ago
Check ALL our Jobs : /> Keywords: FIRCO compliance databricks snowflake AML KYC sanctions azure cloud integration api PCM prime compliance manager...
Director of Compliance Technology Modernization
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 3 days ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 3 days ago
Key Responsibilities - Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems - Architect and execute cloud transformation with complete...
Director, Compliance - Registrations, Licensing, and Employee Conflicts, TD Securities
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 6 days ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 6 days ago
In 2023, we acquired Cowen Inc., offering our clients access to a premier U.S. equities business and highly-diverse equity research franchise, while growing our strong, diversified investment bank....
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 7 days ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 7 days ago
Relevant audit and professional certifications (e.g., Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM))....
Director - Compliance; Learning, Development & Communications
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 7 days ago
- New York, NY (19 miles from Woodcliff Lake, NJ)
- 7 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Demographic Data for Woodcliff Lake, NJ
Moving to Woodcliff Lake, NJ? Find some basic demographic data about Woodcliff Lake, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Woodcliff Lake, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Woodcliff Lake, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Annuities
- Know Your Customer
- OFAC
- Athletic Administration
- Tax Accounting
- BSA
- Retirement Planning
- Management Reporting
- Internal Control
- Employee Benefits
- Fixed Income
- Securities and Exchange Commission
- Lending
- International Business
- Sarbanes-Oxley Compliance
- Financial Services
- Financial Reporting
- Anti-Money Laundering
- Business Processes
- Fraud Investigation
- Due Diligence
- Executive Management
- Fundraising
- Client Services
- Resolution
- Performance Management
- Finance
- Accounting
- Risk Management
- Strategy Development
- Analytical Skills
- Implementation
- Auditing
- Investigation
- Presentation
- Verbal Communication
- Collaboration
- Mentoring
- Flexibility
- Reporting
- Employee Development
- Documentation
- Coaching
- Bachelor's Degree
- Budgets
- Regulations
- Policy Development
- Microsoft Office
- Project Management
- Problem Solving
- Sales
- Microsoft Excel
- Research Skills
- Teamwork
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
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Here are some other career titles that require similar skills
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